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Surveillance & Investigation - 2011


Download No. Date Particulars
NSE/INVG/19690 December 29, 2011 Additional details with regard to SEBI order in the matter of IPO of various companies
NSE/INVG/19685 December 28, 2011 SEBI order in the matter of IPO of various companies.
NSE/INVG/19661 December 26, 2011 SEBI order in the matter of Sun Infoways Ltd in respect of Govind Chichani, Kamlesh Jain, Abhayraj Shukla, Mayrose Capfin Pvt. Ltd., Adhunik Finance Pvt. Ltd., Ashok Kumar Choudhary and RS Investments.
NSE/SURV/19648 December 23, 2011 Trade for Trade - S.E. Investments Limited pursuant to Scheme of Arrangement
NSE/SURV/19647 December 23, 2011 Trade for Trade - Piramal Life Sciences Limited pursuant to Scheme of Arrangement
NSE/SURV/19621 December 19, 2011 Trade for Trade
NSE/SURV/19618 December 19, 2011 Trade for Trade - Piramal Life Sciences Limited pursuant to Scheme of Arrangement
NSE/SURV/19498 December 05, 2011 Trade for Trade
NSE/INVG/19495 December 05, 2011 Illiquid Securities
NSE/SURV/19445 November 28, 2011 Trade for Trade
NSE/SURV/19397 November 21, 2011 Trade for Trade
NSE/INVG/19382 November 18, 2011 SMS and E-mail alerts to investors by stock exchanges
NSE/SURV/19362 November 16, 2011 Trade for Trade - Essar Shipping Limited pursuant to Scheme of Arrangement
NSE/SURV/19341 November 14, 2011 Trade for Trade - Orient Abrasives Limited pursuant to Scheme of Arrangement
NSE/SURV/19320 November 08, 2011 Trade for Trade
NSE/SURV/19312 November 04, 2011 Trade for Trade - Orient Abrasives Limited pursuant to Scheme of Arrangement
NSE/SURV/19307 November 04, 2011 Changes in price bands from November 08, 2011
NSE/INVG/19293 November 03, 2011 Illiquid securities
NSE/SURV/19249 October 28, 2011 Trade for Trade - Triveni Turbine Limited pursuant to Scheme of Arrangement
NSE/SURV/19228 October 24, 2011 Trade for Trade
NSE/INVG/19180 October 19, 2011 SEBI order in the matter of Sun Infoways Ltd.
NSE/INVG/19177 October 19, 2011 SEBI order in respect of Rakhi Trading Pvt. Limited and Peanance Commercial Pvt. Limited in the matter of Cals Refineries Limited, Confidence Petroleum India Limited, Bang Overseas Limited, Shree Precoated Steels Limited (now known as Ajmera Realty & Infra India Limited) and Temptation Foods Limited.
NSE/INVG/19157 October 18, 2011 SEBI order in the matter of Orient Trade Link Limited -PAN of Gajinder Paul Dhody and M/s 21st Century Media Works.
NSE/INVG/19149 October 17, 2011 SEBI order in the matter of Orient Trade Link Limited.
NSE/INVG/19135 October 14, 2011 SMS and E-mail alerts to investors by stock exchanges
NSE/INVG/19115 October 12, 2011 SEBI Clarification regarding PAN AAJCS8622A-Sophia Growth
NSE/SURV/19091 October 10, 2011 Trade for Trade
NSE/INVG/19065 October 05, 2011 SEBI consent order in respect of Vikas Vatsal Garg (HUF)
NSE/INVG/19064 October 05, 2011 Illiquid securities
NSE/INVG/18978 September 27, 2011 SAT order in respect of Shriya Capital Services Private Limited & Harbinger Trading Company Private Limited in the matter of Jagsonpal Pharmaceuticals Limited.
NSE/SURV/18967 September 26, 2011 Trade for trade
NSE/INVG/18932 September 22, 2011 SEBI order in the matter of GDR - PAN of Sophia Growth, Sub-Account.
NSE/INVG/18930 September 21, 2011 SEBI Order in the matter of market manipulation using GDR Issues.
NSE/SURV/18925 September 21, 2011 Trade for Trade - Alembic Pharmaceuticals Limited pursuant to Scheme of Arrangement
NSE/INVG/18884 September 15, 2011 SAT order in respect of Ms. Aditi Dalal in the matter of Jagsonpal Pharmaceuticals Limited
NSE/SURV/18841 September 12, 2011 Trade for Trade
NSE/SURV/18839 September 12, 2011 Trade for Trade - Revocation of suspension of trading in equity shares of Nath Seeds Limited
NSE/SURV/18802 September 07, 2011 Change in price bands
NSE/INVG/18778 September 06, 2011 Illiquid Securities
NSE/INVG/18761 August 30, 2011 SEBI order in the matter of Bodal Chemicals Limited
NSE/SURV/18747 August 30, 2011 trade for trade
NSE/SURV/18727 August 29, 2011 Trade for Trade
NSE/INVG/18716 August 26, 2011 Modification of Client Codes (All Segments)
NSE/SURV/18697 August 25, 2011 Trade for Trade - Bang Overseas Limited pursuant to Scheme of Arrangement
NSE/SURV/18662 August 19, 2011 Trade for Trade - Bang Overseas Limited pursuant to Scheme of Arrangement
NSE/SURV/18657 August 19, 2011 Trade for Trade - Indiabulls Wholesale Services Limited pursuant to Scheme of Arrangement
NSE/SURV/18656 August 19, 2011 Trade for Trade - Windsor Machines Limited pursuant to Reduction of Capital
NSE/INVG/18626 August 16, 2011 SEBI order in respect of 8 entities in the matter of Karuna Cables Limited.
NSE/INVG/18624 August 16, 2011 SEBI order in respect of Mr. Jaydeep Mane in the matter of Mega Corporation Limited .
NSE/SURV/18619 August 16, 2011 Trade for Trade
NSE/INVG/18607 August 12, 2011 SAT order in respect of M/s. Amadhi Investments Limited
NSE/SURV/18581 August 10, 2011 Trade for Trade - Elgi Rubber Company Limited pursuant to Scheme of Arrangement
NSE/INVG/18528 August 04, 2011 SEBI order in the matter of Jagsonpal Pharmaceuticals Limited.
NSE/INVG/18505 August 03, 2011 Illiquid Security
NSE/INVG/18503 August 02, 2011 SMS and E-mail alerts to investors by stock exchanges
NSE/SURV/18488 August 01, 2011 Trade for trade
NSE/INVG/18484 July 29, 2011 Modification of Client Code of Non- Institutional Trades (All Segments)
NSE/SURV/18435 July 25, 2011 Trade for Trade - Welspun Global Brands Limited pursuant to Scheme of Arrangement
NSE/INVG/18423 July 22, 2011 SAT order in respect of M/s. Capetown Mercantile Company (P) Ltd in the matter of Pyramid Saimira Theatre Limited.
NSE/INVG/18412 July 21, 2011 SEBI order in the matter of Consortex Karl Doelitzsch (India) Limited.
NSE/INVG/18398 July 20, 2011 FATF public statement dated June 24, 2011 against FATF identified jurisdictions that have strategic AML/CFT deficiencies
NSE/INVG/18397 July 20, 2011 SEBI order in the matter Accurate Exports Limited.
NSE/INVG/18394 July 19, 2011 SEBI order in the matter of Mr. Sanjay Dangi, his associates & other entities in various scrips
NSE/INVG/18391 July 19, 2011 SEBI order against Shivalik Loha Mills Limited and its Directors.
NSE/INVG/18386 July 19, 2011 SEBI order against Dr. Mahendra C. Shah in the matter of Karuna Cables Limited (now known as Globus Corporation Limited).
NSE/SURV/18378 July 18, 2011 Trade for Trade
NSE/INVG/18327 July 11, 2011 SEBI order in respect of Ms. Surabhi Jain
NSE/INVG/18319 July 08, 2011 SEBI order in the matter of dealings in the shares of Spectacle Infotek Limited (earlier known as Spectacle Industries Limited), Goldstone Technologies Limited, Gemstone Investments Limited, Lgs Global Limited And Well Pack Papers & Containers Limited.
NSE/INVG/18293 July 06, 2011 SEBI order against Enkay Texofood Industries Limited and its Director.
NSE/SURV/18291 July 06, 2011 Change in Price bands
NSE/INVG/18281 July 05, 2011 Modification of Client Codes of Non-institutional Trades Executed on Stock Exchanges (All Segments)
NSE/INVG/18267 July 05, 2011 ILLIQUID SECURITY
NSE/SURV/18258 July 04, 2011 Trade for Trade
NSE/SURV/18248 July 01, 2011 Trade for Trade - Teledata Marine Solutions Limited pursuant to Scheme of Arrangement
NSE/SURV/18231 June 30, 2011 Trade for Trade - Weizmann Forex Limited pursuant to Scheme of Arrangement.
NSE/SURV/18230 June 30, 2011 Trade for Trade - Karma Energy Limited pursuant to Scheme of Arrangement
NSE/INVG/18227 June 29, 2011 SEBI consent order in the matter of DSQ Software Ltd.
NSE/SURV/18194 June 27, 2011 Position Limits for Interest Rate Futures on 91 Day GOI T-Bill
NSE/INVG/18186 June 27, 2011 SEBI order in the matter of Kanel Oil & Export Industries Limited.
NSE/INVG/18145 June 22, 2011 SEBI consent order in respect of Shri Rishi Vashist in the matter of IFSL Ltd.
NSE/INVG/18144 June 22, 2011 SEBI consent order in respect of 3 entities in the matter of ATN International Limited.
NSE/SURV/18112 June 20, 2011 Trade for Trade
NSE/INVG/18065 June 14, 2011 SAT order in respect of 6 entities in the matter of Pyramid Saimira Theatre Limited.
NSE/SURV/18039 June 13, 2011 Trade for Trade
NSE/SURV/17976 June 06, 2011 Trade for trade
NSE/INVG/17958 June 03, 2011 Illiquid Security
NSE/SURV/17945 June 02, 2011 Trade for Trade - Essar Ports Limited pursuant to Scheme of Arrangement.
NSE/INVG/17940 June 01, 2011 SEBI order against Credent Portfolio Management Private Limited and its directors, Mr. Amaranjay Kumar and Mr. Mritunjay Kumar.
NSE/INVG/17922 May 31, 2011 SEBI order in the matter of synchronized trading by connected persons.
NSE/INVG/17902 May 27, 2011 SEBI order in the matter of synchronized trading by connected persons.
NSE/INVG/17885 May 26, 2011 SEBI consent order in respect of Mr. Sayyed Mustafa in the matter of Todays Writing Products Ltd.
NSE/INVG/17879 May 26, 2011 SEBI order against Kaleidoscope Films Limited (earlier known as Gujarat Investment Castings Limited) and its Directors
NSE/SURV/17836 May 23, 2011 Trade for Trade - CIL Nova Petrochemicals Limited pursuant to Scheme of Arrangement
NSE/INVG/17835 May 23, 2011 SEBI order in respect of Mr. Purshottam G. Budhwani in the matter of IPO Irregularities.
NSE/SURV/17833 May 23, 2011 Trade for Trade
NSE/SURV/17812 May 19, 2011 Trade for Trade
NSE/INVG/17805 May 18, 2011 SEBI consent order in respect of Mr. Chaitanya P. Raote in the matter of KRBL Ltd.
NSE/INVG/17790 May 16, 2011 SEBI order in the matter of trading by connected entities .
NSE/INVG/17761 May 11, 2011 SEBI order in respect of 5 entities in the matter of Aditya Infosoft Limited
NSE/INVG/17737 May 10, 2011 FATF public statement dated February 25, 2011 against FATF identified jurisdictions that have strategic AML/CFT deficiencies.
NSE/SURV/17724 May 09, 2011 Trade for Trade
NSE/INVG/17698 May 05, 2011 PAN for Chaitanya P. Raote in the matter of Today's Writing Products Ltd.
NSE/SURV/17697 May 05, 2011 Change in price bands
NSE/INVG/17679 May 04, 2011 SEBI consent order in respect of ARJ Shares & Stock Brokers Pvt. Ltd.
NSE/INVG/17677 May 04, 2011 Illiquid Securities
NSE/INVG/17675 May 03, 2011 SEBI consent order in respect of Chaitanya P. Raote in the matter of Today's Writing Products Ltd.
NSE/INVG/17656 May 03, 2011 SEBI order in respect of Ankit Jhaveri and Yogesh Bhavnagari in the matter of Softrak Technology Exports Ltd.
NSE/INVG/17655 May 03, 2011 SEBI order in respect of Varsha Vakharia and Naisharg Vakharia in the matter of Softrak Technology Export Limited.
NSE/INVG/17654 May 03, 2011 SEBI order in respect of 3 entities in the matter of Wellwin Industry Ltd.
NSE/INVG/17638 May 02, 2011 SEBI order against Dharnendra Industries Limited and its Directors.
NSE/SURV/17575 April 25, 2011 Trade for Trade
NSE/INVG/17566 April 21, 2011 SEBI order in the matter of unregistered sub-broking activities of Mrs. Reena Bansal, wife of Mr. Rajeev Bansal, sub-broker affiliated to ICICI Securities Limited
NSE/SURV/17554 April 21, 2011 Trade for Trade - TCI Developers Limited pursuant to Scheme of Arrangement
NSE/INVG/17525 April 18, 2011 SEBI order in respect of Mr. N. Narayanan and Mr. V. Natarajan in the matter of Pyramid Saimira Theatre Ltd.
NSE/SURV/17485 April 11, 2011 Trade for Trade - Alembic Limited pursuant to Scheme of Arrangement
NSE/SURV/17484 April 11, 2011 Trade for Trade - Dynacons Systems & Solutions Limited pursuant to Scheme of Arrangement
NSE/SURV/17481 April 11, 2011 Trade for Trade
NSE/INVG/17473 April 08, 2011 SEBI order in the matter of IPO irregularities.
NSE/INVG/17470 April 08, 2011 SEBI order in the matter of Solid Carbide Tools Limited.
NSE/INVG/17469 April 08, 2011 SEBI order against four companies and its directors.
NSE/INVG/17465 April 07, 2011 SEBI consent order in respect of GG Automotive Gears Ltd, RS Gajra and Kennedy R Gajra in the matter of GG Automotive Gears Ltd
NSE/SURV/17433 April 05, 2011 Trade for Trade - Alembic Limited pursuant to Scheme of Arrangement
NSE/INVG/17421 April 05, 2011 Illiquid Securities
NSE/INVG/17393 March 31, 2011 SEBI order in the matter of Kwality Dairy India Limited
NSE/SURV/17373 March 29, 2011 Trade for Trade - Vardhman Textiles Limited pursuant to Scheme of Arrangement
NSE/SURV/17354 March 28, 2011 Trade for Trade
NSE/INVG/17325 March 23, 2011 SEBI order in repsect of Murli Industries Ltd. etc in the matter of Sanjay Dangi and others.
NSE/SURV/17284 March 21, 2011 Trade for Trade - Vardhman Textiles Limted pursuant to Scheme of Arrangement
NSE/SURV/17283 March 21, 2011 Trade for Trade - Dhunseri Investments Limited pursuant to Scheme of Arrangement
NSE/INVG/17266 March 17, 2011 SEBI order in respect of Mr. Kanaiyalal Baldevbhai Patel, Mr. Dipak Patel, Mr. Anandkumar Baldevbhai Patel and M/S Bhoomi Industries.
NSE/INVG/17253 March 16, 2011 SEBI consent order in the matter of Sawaca Communications Ltd.
NSE/INVG/17228 March 14, 2011 SEBI order in the matter of GHCL Limited.
NSE/SURV/17222 March 14, 2011 Trade for Trade
NSE/SURV/17212 March 11, 2011 Trade for Trade - Indian Terrain Fashions Limited pursuant to Scheme of Arrangement
NSE/INVG/17200 March 10, 2011 SEBI order in respect of Mr. Pratheesh Kumar V.K. in the matter of Pyramid Saimira Theatre Limited.
NSE/SURV/17184 March 09, 2011 Trade for Trade - Himachal Futuristic Communications Limited pursuant to Scheme of Arrangement and Amalgamation.
NSE/INVG/17168 March 08, 2011 SEBI order in respect of Mr. Gopal C. Khatri in the matter of Pyramid Saimira Theatre Limited.
NSE/INVG/17161 March 08, 2011 Trade Verification Facility
NSE/SURV/17154 March 07, 2011 Change in price bands
NSE/SURV/17148 March 04, 2011 Trade for Trade - Texmaco Rail & Engineering Limited pursuant to Scheme of Arrangement
NSE/INVG/17139 March 04, 2011 UCI Online
NSE/INVG/17136 March 04, 2011 Illiquid Securities
NSE/SURV/17103 February 28, 2011 Trade for Trade
NSE/INVG/17102 February 28, 2011 SEBI order in respect of 6 entities in the matter of IPO Irregularities
NSE/INVG/17091 February 25, 2011 Additional details for debarred entities.
NSE/SURV/17065 February 23, 2011 Trade for Trade - Hindustan Motors Limited pursuant to Reduction of Capital
NSE/INVG/17044 February 21, 2011 SEBI order in the matter of Chicago Software Industries Limited.
NSE/INVG/17029 February 17, 2011 Modifications to client code
NSE/SURV/17023 February 16, 2011 Trade for Trade - Bil Energy Systems Limited pursuant to Scheme of Arrangement
NSE/SURV/16999 February 14, 2011 Trade for Trade
NSE/SURV/16997 February 14, 2011 Trade for Trade - Jubilant Industries Limited pursuant to Scheme of Arrangement
NSE/INVG/16988 February 11, 2011 SEBI order in the matter of Rane Computers Consultancy Limited
NSE/SURV/16973 February 10, 2011 Trade for Trade - Sentinel Tea and Exports Limited pursuant to Scheme of Arrangement
NSE/INVG/16913 February 03, 2011 Illiquid Securities
NSE/INVG/16912 February 03, 2011 SEBI order in the matter of Spectacle Infotek Limited, Goldstone Technologies Limited, Gemstone Investments Limited, LGS Global Limited and Well Pack Papers & Containers Limited
NSE/SURV/16880 January 31, 2011 Trade for Trade - Summit Securities Limited pursuant to Scheme of Arrangement
NSE/SURV/16879 January 31, 2011 Trade for Trade
NSE/SURV/16873 January 28, 2011 Trade for Trade - Dalmia Bharat Enterprises Limited pursuant to Scheme of Arrangement
NSE/INVG/16819 January 20, 2011 SEBI order in the matter of Sunearth Ceramics Limited.
NSE/SURV/16815 January 20, 2011 Trade for Trade - Mid-Day Multimedia Limited pursuant to Scheme of Arrangement
NSE/INVG/16812 January 20, 2011 Consent order on the application submitted by Ms Arti Jain. in the matter of M/s Sai Info Limited
NSE/INVG/16810 January 19, 2011 SEBI order in the matter of Kolar Biotech Limited (formerly known as Kolar Information Technologies Limited)
NSE/INVG/16792 January 17, 2011 SEBI order in the matter of VXL Instruments Limited.
NSE/INVG/16791 January 17, 2011 SEBI order in the matter of Ceat Limited.
NSE/SURV/16784 January 17, 2011 Trade for Trade
NSE/INVG/16782 January 17, 2011 SEBI order in the matter of Krishna Engineering Works Limited.
NSE/INVG/16778 January 14, 2011 SEBI order in the matter of Top Telemedia Limited
NSE/INVG/16772 January 14, 2011 SEBI consent order in the matter of dealing in the shares of Reliance Communications Limited
NSE/SURV/16771 January 14, 2011 Trade for Trade - BF Investment Limited pursuant to Scheme of Arrangement
NSE/SURV/16770 January 14, 2011 Trade for Trade - Kalyani Investment Company Limited pursuant to Scheme of Arrangement
NSE/SURV/16754 January 13, 2011 Scheme of Arrangement- Mid-Day Multimedia Limited
NSE/INVG/16728 January 07, 2011 Public Statement issued by the Financial Action Task Force (FATF)
NSE/SURV/16727 January 07, 2011 Trade for Trade - Surana Ventures Limited pursuant to Scheme of Arrangement
NSE/SURV/16717 January 06, 2011 Change in price bands
NSE/INVG/16703 January 05, 2011 Master Circular on Anti Money Laundering Standards & Combating Financing of Terrorism (CFT) Obligations under PMLA Act 2002 and Rules framed there under
NSE/INVG/16698 January 05, 2011 Illiquid Securities
NSE/SURV/16690 January 04, 2011 Trade for Trade- Kirloskar Brothers Investments Limited pursuant to Scheme of Arrangement
NSE/SURV/16688 January 03, 2011 TRADE FOR TRADE
NSE/SURV/16681 January 03, 2011 Listing of Equity Shares of Agre Developers Limited pursuant to Scheme of Arrangement
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