| S.No. |
Arbitration Reference no |
Date of Reference |
Region |
Name of Client |
Type of Client (Applicant / Respondent) |
Name of Member |
Name of Arbitrator (s) |
Date of Arbitral Award |
Award in favour of (Client/ Member) |
Date of implementation of Award |
Main reason for non-implementation |
| 1 |
CM/K-0007/2011 |
24-Feb-11 |
Kolkata |
Mr.Pradip Kumar Mandawewala |
Applicant |
M/s Aditya Birla Money Limited. |
Neeloo Biswas |
31-May-11 |
Member |
- |
Under Appeal period |
| 2 |
CM/D-0036/2011 |
13-Mar-11 |
Delhi |
Marudhar Kanwar |
Applicant |
Infinity.Com Financial Services Ltd |
Divakar Dev |
30-May-11 |
Claim dismissed |
- |
- |
| 3 |
F&O/D-0034/2010 |
12-Jul-10 |
Delhi |
Chandrawati |
Applicant |
Angel Capital & Debt Market Ltd |
Sarweshwar Jha |
30-May-11 |
Claim dismissed |
- |
- |
| 4 |
F&O/D-0043/2010 |
13-Sep-10 |
Delhi |
Umesh Bairathi |
Applicant |
Master Capital Services Ltd |
Sarweshwar Jha |
30-May-11 |
Applicant |
- |
Under Appeal period |
| 5 |
F&O/D-0049/2011 |
17-Mar-11 |
Delhi |
Amitabh Chaturvedi |
Applicant |
Sharekhan Ltd |
Sarweshwar Jha |
30-May-11 |
Applicant |
- |
Under Appeal period |
| 6 |
F&O/D-0054/2010 |
20-Dec-10 |
Delhi |
Mohan Singh |
Applicant |
Aditya Birla Money Ltd |
Sarweshwar Jha |
30-May-11 |
Claim dismissed |
- |
- |
| 7 |
F&O/K-0006/2011 |
18-Feb-11 |
Kolkata |
Mr.Sandip Kar |
Applicant |
M/s Indiabulls Securities Ltd |
D K Bhattacharyya |
20-May-11 |
Claim dismissed |
- |
- |
| 8 |
F&O/K-0020/2010 |
30-Dec-10 |
Kolkata |
Ms.Manisha Garg |
Respondent |
M/s India Infoline Ltd. |
B N Som |
18-May-11 |
Member |
- |
- |
| 9 |
CM/D-0002/2011 |
10-Jan-11 |
Delhi |
Vinay Kumar Aggarwal |
Applicant |
Pace Financial Services Pvt Ltd |
Justice V S Aggarwal, Justice M A Khan and Tejinder Singh
Laschar |
18-May-11 |
Claim dismissed |
- |
- |
| 10 |
CM/D-0064/2010 |
10-Aug-10 |
Delhi |
Manoj Kumar Yadav |
Applicant |
K & A Securities Pvt Ltd |
Vijai N Mathur |
17-May-11 |
Client |
- |
Under Appeal period |
| 11 |
CM/K-0024/2010 |
13-Oct-10 |
Kolkata |
Mr.Sailendra Khandelwal |
Applicant |
M/s KIFS Securities Pvt. Ltd. |
N P Sengupta, Justice Arunabha Barua, Alok Bhattacharyya |
16-May-11 |
Claim Dismissed |
- |
- |
| 12 |
CM/C-0013 /2011 |
4-Apr-11 |
Chennai |
Jose C |
Respondent |
Geojith BNP Paribas Financial Services Ltd and S/B Jose
Matheew C |
P S Prema |
12-May-11 |
Member |
- |
- |
| 13 |
CM/K-0028/2010 |
30-Dec-10 |
Kolkata |
Mr.Bani Kumar Ghosh |
Applicant |
M/s Networth Stock Broking Ltd. |
N P Sengupta |
11-May-11 |
Claim dismissed |
- |
- |
| 14 |
CM/K-0012/2011 |
1-Mar-11 |
Kolkata |
Mr.Shyamal Chakraborty |
Applicant |
M/s Systematix Shares & Stocks (India) Ltd. |
Justice Arunabha Barua |
11-May-11 |
Mutually settled |
- |
- |
| 15 |
F&O/K-0007/2011 |
2-Mar-11 |
Kolkata |
Mr. Kaushik Mondal |
Respondent |
M/s Motilal Oswal Securities Limited |
Justice Arunabha Barua |
11-May-11 |
Member |
- |
- |
| 16 |
F&O/M-0024/2011 |
9-Feb-11 |
Mumbai |
Bhagyesh Pedamkar |
Respondent |
BP Equities Pvt. Ltd. |
G A Nayak |
10-May-11 |
Member |
- |
- |
| 17 |
CM/D-0013/2011 |
1-Feb-11 |
Delhi |
Rohit Kumar |
Applicant |
Religare Securities Ltd |
Lakshmi Swaminathan |
10-May-11 |
Applicant |
- |
Under Appeal period |
| 18 |
CM/M-0095/2010 |
28-Dec-10 |
Mumbai |
Anjali Kulkarni |
Applicant |
Prabodh Artha Wardhini Pvt. Ltd. |
D G Deshpande |
09-May-11 |
Client |
- |
Under Appeal period |
| 19 |
CM/C-0007 /2011 |
3-Mar-11 |
Chennai |
Srinivas Pineni S |
Applicant |
M/s BMA Wealth Creators Ltd |
Jagadeesan |
07-May-11 |
Member |
- |
- |
| 20 |
CM/K-0003/2011 |
8-Feb-11 |
Kolkata |
Mr. Sabir Ali Khan |
Respondent |
M/s Aditya Birla Money Limited. |
Justice Arunabha Barua |
06-May-11 |
Member |
- |
- |
| 21 |
CM/K-0006/2011 |
18-Feb-11 |
Kolkata |
Md. Mahaphuj Alam |
Respondent |
M/s Aditya Birla Money Limited. |
Justice Arunabha Barua |
06-May-11 |
Member |
- |
- |
| 22 |
CM/C-0009 /2011 |
29-Mar-11 |
Chennai |
Noorani |
Respondent |
M/s Aditya Birla Money Ltd |
Jagadeesan |
05-May-11 |
Member |
- |
- |
| 23 |
F&O/C-0018/2011 |
3-Mar-11 |
Chennai |
Ms Dungavath Anitha Bai |
Respondent |
M/s Aditya birla Money Ltd |
Jagadeesan |
05-May-11 |
Member |
- |
- |
| 24 |
CM/M-0005/2011 |
11-Jan-11 |
Mumbai |
Gunjan Bhola Upadhyay |
Applicant |
India Infoline Ltd. |
R V Iyer |
04-May-11 |
Client |
- |
Under Appeal period |
| 25 |
CM/M-0001/2011 |
28-Dec-10 |
Mumbai |
Lalithambigai Arumugasamy |
Applicant |
India Infoline Ltd. |
P Rajendran |
02-May-11 |
Claim dismissed |
- |
- |
| 26 |
F&O/C-0005/2011 |
22-Feb-11 |
Chennai |
Chimnasanahally Kalegowda Arun |
Respondent |
India infoline Ltd |
Jagadeesan |
02-May-11 |
Member |
- |
- |
| 27 |
F&O/C-0008/2011 |
3-Mar-11 |
Chennai |
Mahesh B Shah |
Respondent |
Bonanza Portfolio Ltd |
Jagadeesan |
02-May-11 |
Member |
- |
- |
| 28 |
F&O/C-0010/2011 |
3-Mar-11 |
Chennai |
Feju Ismail Khan Shah |
Respondent |
India infoline Ltd |
Jagadeesan |
02-May-11 |
Member |
- |
- |
| 29 |
F&O/C-0011/2011 |
3-Mar-11 |
Chennai |
Muthiah |
Respondent |
India infoline Ltd |
Jagadeesan |
02-May-11 |
Member |
- |
Under Appeal period |
| 30 |
F&O/K-0015/2010 |
11-Nov-10 |
Kolkata |
Surjit Roy |
Applicant |
Motilal Oswal Securities Limited |
Justice Arunabha Barua |
29-Apr-11 |
Claim Dismissed |
- |
- |
| 31 |
CM/D-0054/2010 |
2-Jul-10 |
Delhi |
Shrinath Lohiya |
Applicant |
Religare Securities Ltd |
Vijai N Mathur |
26-Apr-11 |
Client |
- |
Under Appeal period |
| 32 |
F&O/M-0016/2011 |
20-Jan-11 |
Mumbai |
Jain Lekhraj Jasraj |
Respondent |
Networth Stock Broking Ltd. |
D P Roy |
25-Apr-11 |
Member |
- |
- |
| 33 |
FO/D-0052/2010 |
20-Dec-10 |
Delhi |
Narendra Kumar Sharma |
Applicant |
Emkay Global Financial Services ltd |
Ravi Kant |
25-Apr-11 |
Client |
- |
Under Appeal period |
| 34 |
FO/D-0053/2010 |
20-Dec-10 |
Delhi |
Ram Kumar Sachan |
Applicant |
Systematix Shares & Stocks India Ltd |
S K Mukhopadhyay |
25-Apr-11 |
Claim Dismissed |
- |
- |
| 35 |
FO/D-0056/2010 |
20-Dec-10 |
Delhi |
Tribhuwan Das Gupta |
Applicant |
Karvy Stock Broking Ltd |
Divakar Dev |
25-Apr-11 |
Claim Dismissed |
- |
- |
| 36 |
F&O/C-0006/2011 |
22-Feb-11 |
Chennai |
Bandaru Venkataramesh |
Respondent |
India infoline Ltd |
Jagadeesan |
25-Apr-11 |
Member |
- |
- |
| 37 |
F&O/C-0007/2011 |
22-Feb-11 |
Chennai |
Rathina.R |
Respondent |
Bonanza Portfolio Ltd |
Jagadeesan |
25-Apr-11 |
Member |
- |
- |
| 38 |
F&O/C-0009/2011 |
22-Feb-11 |
Chennai |
V M Ravichandran |
Respondent |
India infoline Ltd |
Jagadeesan |
25-Apr-11 |
Member |
- |
- |
| 39 |
F&O/C-0017/2011 |
3-Mar-11 |
Chennai |
Ganesan K |
Respondent |
Bonanza Portfolio Ltd |
Jagadeesan |
40656 |
Member |
- |
- |
| 40 |
CM/K-0010/2011 |
25-Feb-11 |
Kolkata |
Samarendra Kumar Mohapatra |
Respondent |
SMC Global Securities Ltd. |
Neeloo Biswas |
21-Apr-11 |
Member |
- |
- |
| 41 |
F&0/C-0030/2010 |
30-Sep-10 |
Chennai |
Savithiri |
Respondent |
Coimbatore Capital Ltd |
P S Prema |
21-Apr-11 |
Member |
- |
- |
| 42 |
CM/D-0033/2010 |
11-Apr-10 |
Delhi |
Ashok Sachdeva |
Applicant |
Jyoti Jain Investment & Finance Co.pvt Ltd. |
Dipankar Basu |
20-Apr-11 |
Claim Dismissed |
- |
- |
| 43 |
F&O/K-0017/2010 |
30-Nov-10 |
Kolkata |
Kishan Lal Lakhotia |
Applicant |
Karvy Stock Broking Ltd. |
Alok Bhattacharyya |
15-Apr-11 |
Claim dismissed |
- |
- |
| 44 |
CM/M-0091/2010 |
15-Nov-10 |
Mumbai |
Suneil Bhende |
Applicant |
Angel Capital & Debt Market Ltd. |
G A Nayak |
14-Apr-11 |
Claim Dismissed |
- |
- |
| 45 |
CM/M-0094/2010 |
16-Dec-10 |
Mumbai |
Ramesh Chandra Nayak |
Applicant |
Angel Capital & Debt Market Ltd. |
P Upasani |
14-Apr-11 |
Claim Dismissed |
- |
- |
| 46 |
CM/M-0006/2011 |
3-Feb-11 |
Mumbai |
Girish Agarwal |
Respondent |
Kotak Securities Ltd. |
S K Shah |
13-Apr-11 |
Member |
- |
- |
| 47 |
CM/D-0062/2010 |
5-Aug-10 |
Delhi |
Geeta Lohiya |
Applicant |
Religare Securities Ltd |
Vijai N Mathur, Ravi Kant and Divakar Dev |
13-Apr-11 |
Client |
- |
Under Appeal period |
| 48 |
FO/D-0006/2011 |
15-Jan-11 |
Delhi |
Jagdish Kumar Sikka |
Applicant |
Aditya Birla Money Ltd |
Vijai N Mathur |
13-Apr-11 |
Claim Dismissed |
- |
- |
| 49 |
F&O/M-0004/2011 |
6-Jan-11 |
Mumbai |
Dinesh B. Pokhriyal |
Respondent |
India Infoline Ltd. |
A S Aguiar |
11-Apr-11 |
Member |
- |
- |
| 50 |
F&O/M-0010/2011 |
17-Jan-11 |
Mumbai |
Ramilaben Rasiklal Doshi |
Respondent |
SSJ Finance & Securities Pvt. Ltd. |
A S Aguiar |
11-Apr-11 |
Member |
- |
- |
| 51 |
F&O/M-0011/2011 |
17-Jan-11 |
Mumbai |
Rasiklal Dosalal Doshi |
Respondent |
SSJ Finance & Securities Pvt. Ltd. |
A S Aguiar |
11-Apr-11 |
Member |
- |
- |
| 52 |
F&O/M-0012/2011 |
17-Jan-11 |
Mumbai |
Rajesh Gyasiram Sharma |
Respondent |
SSJ Finance & Securities Pvt. Ltd. |
A S Aguiar |
11-Apr-11 |
Member |
- |
- |
| 53 |
F&O/M-0013/2011 |
17-Jan-11 |
Mumbai |
Vishal Rajkumar Salgia |
Respondent |
SSJ Finance & Securities Pvt. Ltd. |
A S Aguiar |
11-Apr-11 |
Member |
- |
- |
| 54 |
CM/C-0005/2011 |
3-Mar-11 |
Chennai |
Boomadevi |
Respondent |
India Infoline Ltd |
Jagadeesan |
11-Apr-11 |
Member |
- |
- |
| 55 |
CM/M-0089/2010 |
1-Nov-10 |
Mumbai |
Sanjay H. Parekh |
Applicant |
IFCI Financial Services Ltd. |
D P Roy |
10-Apr-11 |
Sub-broker |
- |
- |
| 56 |
F&O/M-0008/2011 |
12-Jan-11 |
Mumbai |
Mukesh Sakhiya |
Respondent |
India Infoline Ltd. |
R V Iyer |
08-Apr-11 |
Member |
- |
- |
| 57 |
CM/C-0062/2010 |
20-Dec-10 |
Chennai |
Raghunath Vishwanath Deshpande |
Applicant |
HSBC Invest Direct Ltd |
Justice K.Sampath, A P Sridharan, M.S. Pratap |
08-Apr-11 |
Claim dismissed |
- |
- |
| 58 |
F&O/M-0083/2010 |
16-Sep-10 |
Mumbai |
Vijay Somani |
Applicant |
Indo Thai Securities Ltd. |
S C Gupta |
07-Apr-11 |
Client |
- |
Under Appeal period |
| 59 |
CM/M-0009/2011 |
18-Feb-11 |
Mumbai |
Suresh H. Koli |
Respondent |
CD Equisearch Pvt. Ltd. |
D P Roy |
06-Apr-11 |
Member |
- |
- |
| 60 |
F&O/C-0032/2010 |
18-Jan-11 |
Chennai |
K.Rajamani |
Applicant |
Networth Stock Broking Ltd |
Sridharan K |
06-Apr-11 |
Member |
- |
- |
| 61 |
F&O/C-0033/2010 |
18-Jan-11 |
Chennai |
S. Ramasamy |
Applicant |
Networth Stock Broking Ltd |
Sridharan K |
06-Apr-11 |
Client |
- |
Under Appeal period |
| 62 |
F&O/C-0012/2011 |
22-Feb-11 |
Chennai |
Sudev Kumar |
Applicant |
India infoline Ltd |
Jagadeesan |
06-Apr-11 |
Claim Dismissed |
- |
- |
| 63 |
F&O/K-0018/2010 |
15-Dec-10 |
Kolkata |
Sawitri Devi Jalan |
Applicant |
Pranav Securities Pvt. Ltd. |
Arup Ratan Chattopadhyay |
05-Apr-11 |
Claim dismissed |
- |
- |
| 64 |
F&O/M-0009/2011 |
17-Jan-11 |
Mumbai |
Virat M. Doshi |
Respondent |
SSJ Finance & Securities Pvt. Ltd. |
A S Aguiar |
01-Apr-11 |
Member |
- |
- |
| 65 |
CM/C-0002/2011 |
31-Jan-11 |
Chennai |
Ashok kumar |
Applicant |
Aditya Birla Money Ltd |
Sampath K |
01-Apr-11 |
Claim dismissed |
- |
- |
| 66 |
F&O/M-0031/2011 |
22-Feb-11 |
Mumbai |
Daksha N. Thoriya (Prop. Shivam Investment) |
Respondent |
Asit C Mehta Interrmediates Ltd. |
D P Roy |
29-Apr-11 |
Mutually Settled |
- |
- |
| 67 |
CM/C-0010 /2011 |
29-Mar-11 |
Chennai |
Jayaprasanna R |
Applicant |
M/s ITI Financial Services |
Jagadeesan |
28-Apr-11 |
Member |
- |
- |
| 68 |
F&O/C-0015/2011 |
3-Mar-11 |
Chennai |
Senthilraja T.K |
Respondent |
M/s Bonanza Portfolio Ltd |
Jagadeesan |
28-Apr-11 |
Member |
- |
- |
| 69 |
F&O/C-0016/2011 |
3-Mar-11 |
Chennai |
Pradeep.S |
Respondent |
M/s Bonanza Portfolio Ltd |
Jagadeesan |
27-Apr-11 |
Member |
- |
- |
| 70 |
CM/C-0012 /2011 |
16-Mar-11 |
Chennai |
Soliayappan |
Applicant |
Navia Markets Ltd |
A.P Sridharan |
18-Apr-11 |
Applicant |
- |
- |
| 71 |
CM/M-0076/2010 |
3-Sep-10 |
Mumbai |
Pratik Dinesh Mehta |
Applicant |
Indiabulls Securities Ltd. |
R M Joshi |
13-Apr-11 |
Client |
- |
Release process initiated |
| 72 |
CM/M-0084/2010 |
27-Sep-10 |
Mumbai |
Kiran B. Choukekar |
Applicant |
Shriram Insight Share Brokers Ltd. |
D P Roy |
10-Apr-11 |
Client |
- |
Release process initiated |
| 73 |
CM/M-0075/2010 |
31-Aug-10 |
Mumbai |
Mohit Mangal |
Respondent |
Indira Securities Pvt. Ltd. |
S Srinivasan |
04-Apr-11 |
Client |
- |
Release process initiated |
| 74 |
CM/D-0069/2010 |
13-Sep-10 |
Delhi |
Rakhi Agarwal |
Applicant |
K & A Securities Pvt Ltd |
Justice V K Gupta (Retd.) |
11-Feb-11 |
Claim dismissed |
- |
- |
| 75 |
CM/D-0051/2010 |
15-Jun-10 |
Delhi |
Rajiv Singla |
Applicant |
Globe Capital Market Ltd |
Dipankar Basu |
31-Mar-11 |
claim dismissed |
- |
- |
| 76 |
CM/D-0084/2010 |
30-Nov-10 |
Delhi |
Joginder Pal |
Applicant |
Kantilal Chhaganlal Securities Pvt Ltd |
Ravi Kant |
31-Mar-11 |
Client |
- |
Under appeal period |
| 77 |
CM/D-0078/2010 |
16-Nov-10 |
Delhi |
Sunil Mohan Gupta |
Applicant |
Aditya Birla Money Ltd |
Justice M A Khan |
30-Mar-11 |
Member |
- |
- |
| 78 |
CM/M-0090/2010 |
9-Nov-10 |
Mumbai |
Tusshar Raut |
Respondent |
Angel Capital & Debt Market Ltd. |
D P Roy |
29-Mar-11 |
Member |
- |
- |
| 79 |
F&O/M-0102/2010 |
28-Dec-10 |
Mumbai |
Narottamdas Goel |
Respondent |
Bonanza Portfolio Ltd |
D P Roy |
29-Mar-11 |
Member |
- |
- |
| 80 |
CM/D-0086/2010 |
22-Dec-10 |
Delhi |
Shibly Zary |
Applicant |
Angel Capital & Debt Market Ltd |
M A Khan |
29-Mar-11 |
Client |
- |
Under Implementation |
| 81 |
FO/D-0051/2010 |
25-Nov-10 |
Delhi |
Dr M L Sharma |
Applicant |
Religare Securities Ltd |
M A Khan |
29-Mar-11 |
claim dismissed |
- |
- |
| 82 |
CM/D-0085/2010 |
7-Dec-10 |
Delhi |
Bhuwan Chandra Trivedi |
Applicant |
Seeta Portfolio Management Ltd |
M A Khan |
28-Mar-11 |
Client |
27-May-11 |
- |
| 83 |
CM/M-0082/2010 |
31-Aug-10 |
Mumbai |
Lalita Somani |
Applicant |
Indo Thai Securities Ltd. |
S C Gupta |
25-Mar-11 |
client |
- |
Appeal filed before Appellate Arbitrators |
| 84 |
CM/K-0027/2010 |
11-Nov-10 |
Kolkata |
Ms.Dipti Guha |
Applicant |
M/s ITI Financial Services Limited |
N P Sengupta |
25-Mar-11 |
client |
- |
Under appeal period |
| 85 |
CM/D-0070/2010 |
12-Oct-10 |
Delhi |
Sanjay Kumar |
Applicant |
Aditya Birla Money Ltd |
Sarweshwar Jha |
25-Mar-11 |
claim dismissed |
- |
- |
| 86 |
CM/D-0071/2010 |
12-Oct-10 |
Delhi |
Anita Chaurasiya |
Applicant |
Aditya Birla Money Ltd |
Sarweshwar Jha |
25-Mar-11 |
claim dismissed |
- |
- |
| 87 |
F&O/M-0015/2011 |
18-Jan-11 |
Mumbai |
Vashishtha Inani |
Respondent |
Anand Rathi Share & Stock Brokers Ltd |
D P Roy |
23-Mar-11 |
Member |
- |
- |
| 88 |
F&O/M-0096/2010 |
3-Dec-10 |
Mumbai |
Gurjitsingh Bindra |
Respondent |
Angel Capital & Debt Market Ltd |
G A Nayak |
23-Mar-11 |
Member |
- |
- |
| 89 |
FO/D-0314/2008 |
13-Sep-08 |
Delhi |
Veena Gupta |
Respondent |
Unicon Securities Pvt. Ltd. |
Lakshmi Swaminathan |
20-Mar-11 |
Member |
- |
- |
| 90 |
FO/K-0016/2010 |
11-Nov-10 |
Kolkata |
Mr.Swapan Kumar Ghosh |
Applicant |
M/s Aditya Birla Money Limited. |
D K Bhattacharyya |
17-Mar-11 |
claim dismissed |
- |
- |
| 91 |
CM/D-0077/2010 |
9-Nov-10 |
Delhi |
Nirmal Kumari |
Respondent |
HDFC Securites Ltd |
Justice M A Khan |
17-Mar-11 |
Member |
- |
- |
| 92 |
FO/D-0010/2010 |
10-Mar-10 |
Delhi |
Pratap Singh Azad |
Applicant |
Sharekhan Ltd |
Divakar Dev |
17-Mar-11 |
claim dismissed |
- |
- |
| 93 |
FO/D-0020/2010 |
15-Apr-10 |
Delhi |
Om Prakash |
Respondent |
Bharat Rasayan Finance Ltd. |
M A Khan |
17-Mar-11 |
Member |
- |
- |
| 94 |
FO/D-0049/2010 |
18-Nov-10 |
Delhi |
Jasbir Singh |
Applicant |
Arcadia shares & Stock Brokers Ltd |
Ravi Kant |
17-Mar-11 |
Client |
23-May-11 |
- |
| 95 |
CM/M-0068/2010 |
15-Jul-10 |
Mumbai |
Kirtiwant Patil (Prop. Patil Enterprises) |
Respondent |
Asit C Mehta Interrmediates Ltd. |
S K Shah |
16-Mar-11 |
Member |
- |
- |
| 96 |
FO/D-0058/2010 |
21-Dec-10 |
Delhi |
Mahendra Pratap Bahl |
Respondent |
Religare Securites Ltd |
Vijai N Mathur |
15-Mar-11 |
Member |
- |
- |
| 97 |
FO/D-0002/2011 |
13-Jan-11 |
Delhi |
Ritu Bhargava |
Respondent |
Religare Secuities Ltd |
Vijai N Mathur |
15-Mar-11 |
Member |
- |
- |
| 98 |
CM/K-0025/2010 |
11-Nov-10 |
Kolkata |
Mr.Biman Banerjee |
Applicant |
M/s India Infoline Limited |
N P Sengupta |
14-Mar-11 |
claim dismissed |
- |
- |
| 99 |
F&O/M-0091/2010 |
12-Nov-10 |
Mumbai |
Shailesh Sardessai |
Applicant |
Shriram Insight Share Brokers Ltd. |
S K Shah |
11-Mar-11 |
client |
13-May-11 |
- |
| 100 |
F&O/M-0092/2010 |
12-Nov-10 |
Mumbai |
Sanjeev Sardessai |
Applicant |
Shriram Insight Share Brokers Ltd. |
S K Shah |
11-Mar-11 |
client |
13-May-11 |
- |
| 101 |
CM/D-0003/2011 |
10-Jan-11 |
Delhi |
Mathew Mammen |
Applicant |
Religare Securities Ltd |
M A Khan |
08-Mar-11 |
claim dismissed |
- |
- |
| 102 |
FO/D-0037/2010 |
5-Aug-10 |
Delhi |
Rita Rastogi |
Applicant |
SMC Global Securities Ltd |
M A Khan |
08-Mar-11 |
claim dismissed |
- |
- |
| 103 |
F&O/M-0080/2010 |
25-Aug-10 |
Mumbai |
Vedant B. Shitole |
Applicant |
Religare Securities Ltd. |
S C Gupta |
07-Mar-11 |
claim dismissed |
- |
- |
| 104 |
F&O/M-0097/2010 |
14-Dec-10 |
Mumbai |
Arbind K. Choudhary |
Applicant |
Bonanza Portfolio Ltd. |
A S Aguiar |
07-Mar-11 |
claim dismissed |
- |
- |
| 105 |
CM/M-0079/2010 |
2-Sep-10 |
Mumbai |
Lalitaben U. Thakkar |
Respondent |
Marwadi Shares and Finance Ltd. |
G A Nayak |
04-Mar-11 |
claim dismissed |
- |
- |
| 106 |
CM/D-0059/2010 |
5-Aug-10 |
Delhi |
Mentor India Ltd |
Applicant |
MG Capital Services Ltd |
Justice V S Aggarwal, Tejinder Singh Laschar and Divakar Dev |
03-Mar-11 |
Client |
- |
Under appeal period |
| 107 |
F&O/M-0043/2010 |
4-May-10 |
Mumbai |
Sharmila D. Mohite |
Respondent |
Religare Securities Ltd. |
G A Nayak, R M Joshi, P Rajendran |
01-Mar-11 |
client |
23-May-11 |
- |
| 108 |
CM/K-0026/2010 |
11-Nov-10 |
Kolkata |
Mr.Bijay Chajjer |
Respondent |
M/s Anand Rathi Share & Stock Brokers Ltd. |
Arup Ratan Chattopadhyay |
01-Mar-11 |
Member |
- |
- |
| 109 |
CM/D-0061/2010 |
5-Aug-10 |
Delhi |
Shobhna Sarbhai |
Applicant |
Nirmal Bang Securites Pvt Ltd |
K S Dhingra |
01-Mar-11 |
Client |
- |
Appeal filed before Appellate Arbitrators |
| 110 |
CM/D-0076/2010 |
26-Oct-10 |
Delhi |
Hem Gupta |
Applicant |
Angel Capital & Debt Market Ltd |
Vijai N Mathur |
01-Mar-11 |
claim dismissed |
- |
- |
| 111 |
F&O/M-0044/2010 |
4-May-10 |
Mumbai |
Dilip R. Mohite |
Respondent |
Religare Securities Ltd. |
G A Nayak, R M Joshi, P Rajendran |
28-Feb-11 |
client |
- |
Under Implementation |
| 112 |
FO/D-0027/2010 |
4-Jun-10 |
Delhi |
Hukum Chand Jain |
Applicant |
India Infoline Ltd |
Divakar Dev |
28-Feb-11 |
Client |
- |
Under Implementation |
| 113 |
FO/D-0035/2010 |
12-Jul-10 |
Delhi |
Surya Prakash Singh |
Respondent |
Asit C Mehta Investment Intermediates Ltd |
M A Khan |
28-Feb-11 |
Member |
- |
- |
| 114 |
CD/D-0002/2010 |
30-Nov-10 |
Delhi |
Kamal Singh |
Applicant |
Indiabulls Securities Ltd |
M A Khan |
28-Feb-11 |
claim dismissed |
- |
- |
| 115 |
F&O/C-0029/2010 |
18-Nov-10 |
Chennai |
Wilfred L B Sequeria |
Respondent |
Capstocks & Securities (I) Pvt Ltd |
V Paul Das |
24-Feb-11 |
Member |
- |
- |
| 116 |
CM/C-0061/2010 |
23-Nov-10 |
Chennai |
P Balakrishnan |
Respondent |
IndiaInfoline Ltd |
V Paul Das |
22-Feb-11 |
Member |
- |
- |
| 117 |
F&O/C-0001/2011 |
14-Feb-11 |
Chennai |
D Punithavathy |
Respondent |
India Infoline Ltd |
Jagadeesan |
09-Feb-11 |
Dismissed |
- |
- |
| 118 |
CM/C-0072/2008 |
28-Jan-11 |
Chennai |
Rahul Damodarlal Rathi |
Respondent |
Exclusive Securities Ltd |
R.Subramanian |
19-Feb-11 |
Member |
- |
- |
| 119 |
CM/C-0064/2010 |
18-Jan-11 |
Chennai |
Sreekanth Reddy |
Respondent |
India Infoline Ltd |
V Sekar |
11-Feb-11 |
Dismissed |
- |
- |
| 120 |
F&O/C-0031/2010 |
12-Jan-11 |
Chennai |
Hanumanth Rao Annepalli |
Applicant |
IndiaInfoline Ltd |
V Paul Das |
14-Feb-11 |
Member |
- |
- |
| 121 |
CM/C-0060/2010 |
6-Jan-11 |
Chennai |
Joseph Febin |
Respondent |
Geojit BNP Paribas Financial Services Ltd |
Sampath K |
18-Jan-11 |
Member |
- |
- |
| 122 |
CM/C-0063/2010 |
4-Jan-11 |
Chennai |
M.Parameswara |
Applicant |
Kotak Securities Ltd |
A P Sridharan |
12-Jan-11 |
Member |
- |
- |
| 123 |
CM/M-0231/2009 |
28-Dec-10 |
Mumbai |
Anand Trivedi |
Respondent |
Tracom Stock Brokers Pvt. Ltd. |
G K Sharma |
22-Apr-10 |
Member |
- |
- |
| 124 |
CM/M-0227/2009 |
23-Dec-10 |
Mumbai |
Madanlal Bumb |
Respondent |
Joindre Capital Services Ltd. |
D P Roy |
23-Apr-10 |
Claim Dismissed |
- |
- |
| 125 |
F&O/M-0098/2010 |
21-Dec-10 |
Mumbai |
Tulsiram Nimaday |
Applicant |
India Infoline Ltd. |
A S Aguiar |
14-Feb-11 |
Client |
14-Feb-11 |
- |
| 126 |
CM/C-0058/2010 |
20-Dec-10 |
Chennai |
Basappa Parwatha Reddy |
Applicant |
SMC Global Securities Ltd |
Jagadeesan |
23-Dec-10 |
Member |
- |
- |
| 127 |
CM/C-0059/2010 |
16-Dec-10 |
Chennai |
Manju Agarwal |
Respondent |
Anagram Capital Limited |
V Paul Das |
06-Jan-11 |
Member |
- |
- |
| 128 |
CM/C-0056/2010 |
6-Dec-10 |
Chennai |
S Saroja |
Applicant |
India bulls Securities Ltd |
Sampath K |
21-Jan-11 |
Member |
- |
- |
| 129 |
CM/C-0052/2010 |
6-Dec-10 |
Chennai |
K Parameshwar Reddy |
Applicant |
IndiaInfoline Ltd |
Sampath K |
21-Jan-11 |
Client |
- |
Under Implementation |
| 130 |
CM/C-0053/2010 |
30-Nov-10 |
Chennai |
T K Rajamani |
Applicant |
Aditya Birla Money Ltd |
A P Sridharan |
10-Dec-10 |
Member |
- |
- |
| 131 |
CM/C-0054/2010 |
30-Nov-10 |
Chennai |
Thirunellai Govindan Ramachandran |
Applicant |
Aditya Birla Money Ltd |
A P Sridharan |
10-Dec-10 |
Member |
- |
- |
| 132 |
CM/C-0057/2010 |
29-Nov-10 |
Chennai |
Girija Kailasam |
Applicant |
IndiaInfoline Ltd |
A P Sridharan |
24-Dec-10 |
Member |
- |
- |
| 133 |
CM/D-0082/2010 |
25-Nov-10 |
Delhi |
Rajiv Kumar Sharma |
Applicant |
Unicon Securities P Ltd |
Shri K S Dhingra |
24-Feb-11 |
Client |
27-May-2011 |
- |
| 134 |
CM/C-0055/2010 |
24-Nov-10 |
Chennai |
Dasar Nagabhushanam |
Applicant |
B N Rathi Securities Ltd |
P S Prema |
03-Jan-11 |
Client |
- |
Appeal filed before Appellate Arbitrators |
| 135 |
F&O/M-0093/2010 |
19-Nov-10 |
Mumbai |
Hitesh Khiraiya |
Respondent |
J M Financial Services Pvt Ltd |
P Upasani |
07-Feb-11 |
Member |
- |
- |
| 136 |
F&O/M-0094/2010 |
19-Nov-10 |
Mumbai |
Aratiben Malaviya |
Respondent |
J M Financial Services Pvt Ltd |
P Upasani |
07-Feb-11 |
Member |
- |
- |
| 137 |
CM/D-0081/2010 |
18-Nov-10 |
Delhi |
Sachin Singh |
Applicant |
R K Stock Holding P Ltd |
Shri K S Dhingra |
31-Jan-11 |
Dismissed |
- |
- |
| 138 |
CM/C-0051/2010 |
10-Nov-10 |
Chennai |
Annie Jancy K J |
Respondent |
Mangal Keshav Securities Ltd |
A P Sridharan |
29-Nov-10 |
Member |
- |
- |
| 139 |
CM/C-0047/2010 |
4-Nov-10 |
Chennai |
Padmavati Stocks N Shares |
Applicant |
Asit C Mehta Intermediates Ltd. |
A P Sridharan |
24-Dec-10 |
Member |
- |
- |
| 140 |
F&O/M-0090/2010 |
3-Nov-10 |
Mumbai |
Parimal Damani |
Respondent |
BP Equities Pvt Ltd |
G A Nayak |
28-Dec-10 |
Member |
- |
- |
| 141 |
CM/C-0050/2010 |
3-Nov-10 |
Chennai |
Mahendran R |
Applicant |
Kotak Securities Ltd |
P S Prema |
10-Jan-11 |
Member |
- |
- |
| 142 |
F&O/M-0089/2010 |
29-Oct-10 |
Mumbai |
Ramakant Poddar |
Respondent |
Angel Capital & Debt Market Ltd. |
D P Roy |
17-Jan-11 |
Member |
- |
- |
| 143 |
F&O/D-0046/2010 |
25-Oct-10 |
Delhi |
Rajesh Kumar Jain |
Applicant |
Indiabulls Securities Ltd |
Justice V S Aggarwal (Retd.) |
14-Dec-10 |
Claim Dismissed |
- |
- |
| 144 |
F&O/D-0047/2010 |
25-Oct-10 |
Delhi |
Neearj Saini |
Applicant |
Kassa Finvest Pvt Ltd |
Justice V S Aggarwal (Retd.) |
17-Feb-11 |
Client |
- |
Under appeal period |
| 145 |
F&O/M-0088/2010 |
22-Oct-10 |
Mumbai |
Pradeep Amrute |
Applicant |
Indiabulls Securities Ltd |
G A Nayak |
30-Dec-10 |
Dismissed |
- |
- |
| 146 |
F&O/D-0044/2010 |
22-Oct-10 |
Delhi |
Amrendra Kumar Srivastava |
Respondent |
Angel Capital & Debt Market Ltd |
Shri Divakar Dev |
17-Jan-11 |
Member |
- |
- |
| 147 |
CM/D-0072/2010 |
14-Oct-10 |
Delhi |
Mohammad Shahid |
Applicant |
Angel Capital & Debt Market Ltd |
Justice V S Aggarwal (Retd.) |
13-Jan-11 |
Dismissed |
- |
- |
| 148 |
CM/M-0087/2010 |
14-Oct-10 |
Mumbai |
Jiten Savla |
Respondent |
India Infoline Ltd |
G K Sharma |
20-Jan-11 |
Member |
- |
- |
| 149 |
CM/K-0021/2010 |
13-Oct-10 |
Kolkata |
Md. Khalid Hassan |
Applicant |
M/s Mansukh Securities & Finance Limited |
N P Sengupta |
14-Feb-11 |
Client |
- |
Under appeal period |
| 150 |
CM/C-0048/2010 |
12-Oct-10 |
Chennai |
Jyothi Pogula |
Applicant |
Northeast broking Services Ltd |
V Paul Das |
11-Jan-11 |
Client |
- |
Appeal filed before Appellate Arbitrators |
| 151 |
F&O/M-0087/2010 |
11-Oct-10 |
Mumbai |
Mansi Rajan Oza |
Respondent |
Axiom Share Broking Pvt. Ltd |
S K Shah, R M Joshi, G A Nayak |
29-Nov-10 |
Member |
- |
- |
| 152 |
F&O/C-0028/2010 |
11-Oct-10 |
Chennai |
M Rahman Beevi |
Applicant |
IndiaInfoline Ltd |
Sampath K |
30-Nov-10 |
Client |
23-Feb-2011 |
- |
| 153 |
CM/M-0086/2010 |
8-Oct-10 |
Mumbai |
Altaf Hussain Saiyed |
Applicant |
Karvy Stock Broking Ltd |
R V Iyer |
7-Dec-10 |
Claim Dismissed |
- |
- |
| 154 |
CM/C-0044/2010 |
4-Oct-10 |
Chennai |
R Sribrindha |
Applicant |
Karvy Stock Broking Ltd |
N S Srinivasan |
03-Jan-11 |
Member |
- |
- |
| 155 |
F&O/M-0084/2010 |
1-Oct-10 |
Mumbai |
Sethu Iyer |
Respondent |
Angel Capital & Debt Market Ltd |
R V Iyer |
27-Dec-10 |
Member |
- |
- |
| 156 |
F&O/M-0085/2010 |
1-Oct-10 |
Mumbai |
Seethalakshmi Iyer |
Respondent |
Angel Capital & Debt Market Ltd |
R V Iyer |
27-Dec-10 |
Member |
- |
- |
| 157 |
F&O/M-0086/2010 |
30-Sep-10 |
Mumbai |
Prabhakar Pawar |
Applicant |
CPR Capital Services Ltd |
A S Aguiar |
12-Nov-10 |
Client |
12-Nov-10 |
- |
| 158 |
CM/M-0203/2009 |
29-Sep-10 |
Mumbai |
Rambabu Mangu |
Applicant |
NorthEast Broking Sevices Ltd. |
P Upasani |
21-Apr-10 |
Claim Dismissed |
- |
- |
| 159 |
CM/M-0085/2010 |
29-Sep-10 |
Mumbai |
Bherulal Choudhary |
Applicant |
Motilal Oswal Securities Ltd. |
D P Roy |
17-Jan-11 |
Client |
25-Apr-11 |
- |
| 160 |
CM/M-0083/2010 |
21-Sep-10 |
Mumbai |
Sushilkumar Hazarimal HUF |
Applicant |
Angel Capital & Debt Market Ltd |
G A Nayak |
30-Nov-10 |
Claim Dismissed |
- |
- |
| 161 |
F&O/M-0213/2009 |
17-Sep-10 |
Mumbai |
Rajendra Dalal |
Respondent |
Aditya Birla Money Limited |
P B Nimbalkar |
23-Apr-10 |
Member |
- |
- |
| 162 |
CM/M-0080/2010 |
16-Sep-10 |
Mumbai |
Nanavati Sons Pvt Ltd |
Applicant |
Alka Securities Ltd |
R V Iyer |
24-Jan-11 |
Client |
- |
Appeal filed before Appellate Arbitrators |
| 163 |
F&O/M-0082/2010 |
15-Sep-10 |
Mumbai |
Dilipkumar Ladani |
Respondent |
Angel Capital & Debt Market Ltd. |
T R Bhowmik |
10-Jan-11 |
Member |
- |
- |
| 164 |
F&O/M-0208/2009 |
11-Sep-10 |
Mumbai |
Jaydev Dolui |
Applicant |
India Infoline Limited |
R M Joshi |
13-Apr-10 |
Claim Dismissed |
- |
- |
| 165 |
CM/D-0068/2010 |
7-Sep-10 |
Delhi |
Surinder Kumar |
Applicant |
HDFC Securites Ltd |
Shri Sarveshwar Jha |
29-Dec-10 |
Member |
- |
- |
| 166 |
CM/M-0077/2010 |
7-Sep-10 |
Mumbai |
Sushilkumar Bachhawat |
Applicant |
Angel Capital & Debt Market Ltd. |
P Rajendran |
14-Jan-11 |
Dismissed |
- |
- |
| 167 |
CM/M-0078/2010 |
7-Sep-10 |
Mumbai |
Atul Bachhawat |
Applicant |
Angel Capital & Debt Market Ltd. |
P Rajendran |
14-Jan-11 |
Dismissed |
- |
- |
| 168 |
F&O/M-0081/2010 |
6-Sep-10 |
Mumbai |
Hetal Vadiwala |
Applicant |
India Infoline Ltd |
S K Shah |
15-Nov-10 |
Claim dismissed |
- |
- |
| 169 |
CM/D-0067/2010 |
3-Sep-10 |
Delhi |
Surinder Mohan Handa |
Applicant |
Geojit BNP Paribas Financial Sevices Ltd |
Justice V S Aggarwal(Retd.) |
13-Jan-11 |
Dismissed |
- |
- |
| 170 |
CM/K-0020/2010 |
30-Aug-10 |
Kolkata |
Mr. Lakshmi Kanta Misra |
Applicant |
M/s Religare Securities Ltd. |
Arup Ratan Chattopadhyay |
24-Jan-11 |
Dismissed |
- |
- |
| 171 |
CM/M-0073/2010 |
27-Aug-10 |
Mumbai |
Shirish Vasant Warke |
Applicant |
Alka Securities Ltd |
P Upasani |
3-Dec-10 |
Client |
03-Mar-2011 |
- |
| 172 |
F&O/M-0190/2009 |
25-Aug-10 |
Mumbai |
Rajen Ajmera |
Respondent |
Deal Depot Equities |
T R Bhowmik |
26-Apr-10 |
Member |
- |
- |
| 173 |
F&O/D-0042/2010 |
24-Aug-10 |
Delhi |
Bhushan Goel |
Applicant |
Sharekhan Ltd |
Shri K S Dhingra |
30-Nov-10 |
Claim Dismissed |
- |
- |
| 174 |
F&O/K-0014/2010 |
24-Aug-10 |
Kolkata |
Mr. Nathmal Sultania |
Applicant |
M/s Guiness Securities Ltd. |
Neeloo Biswas |
30-Dec-10 |
Claim dismissed |
- |
- |
| 175 |
F&O/D-0041/2010 |
24-Aug-10 |
Delhi |
Ashok Bairathi |
Applicant |
Master Capital Services Ltd |
Shri Ravi Kant |
11-Jan-11 |
Dismissed |
- |
- |
| 176 |
CM/C-0037/2010 |
23-Aug-10 |
Chennai |
Vijayakumar HG & Vishwas Securities |
Respondent |
Geojit BNP Paribas Financial Services Ltd |
V Sekar |
8-Dec-10 |
Member |
- |
- |
| 177 |
F&O/C-0025/2010 |
20-Aug-10 |
Chennai |
Tarkeshwari Maudgil |
Applicant |
Religare Securities Ltd |
Sampath K |
25-Nov-10 |
Client |
- |
Appeal filed before Appellate Arbitrators |
| 178 |
F&O/C-0024/2010 |
20-Aug-10 |
Chennai |
J A Kathija Nachiya |
Applicant |
IndiaInfoline Ltd |
N S Srinivasan |
30-Nov-10 |
Client |
08-Mar-2011 |
- |
| 179 |
F&O/M-0079/2010 |
19-Aug-10 |
Mumbai |
Premdevi C. Bardia |
Applicant |
Angel Capital & Debt Market Ltd. |
S K Shah |
7-Dec-10 |
Claim Dismissed |
- |
- |
| 180 |
CM/C-0046/2010 |
13-Aug-10 |
Chennai |
EVGN Deepthi |
Applicant |
Kanthilal Chhaganlal Securities Pvt Ltd |
Pratap MS |
21-Dec-10 |
Member |
- |
- |
| 181 |
CM/C-0039/2010 |
13-Aug-10 |
Chennai |
R Chandra Bhuvaneswari |
Applicant |
Karvy Stock Broking Ltd |
N S Srinivasan |
07-Jan-11 |
Member |
- |
- |
| 182 |
CM/C-0040/2010 |
13-Aug-10 |
Chennai |
P Ravichandra Gupta |
Applicant |
Karvy Stock Broking Ltd |
N S Srinivasan |
07-Jan-11 |
Member |
- |
- |
| 183 |
CM/C-0038/2010 |
12-Aug-10 |
Chennai |
M P Philip |
Applicant |
Bhas Securities Pvt Ltd |
V Paul Das |
3-Dec-10 |
Client |
03-May-11 |
- |
| 184 |
CM/D-0066/2010 |
11-Aug-10 |
Delhi |
Manmohan Singh |
Respondent |
Angel Capital & Debt Market Ltd & SubBroker-Green Financials |
Shri Ravi Kant |
24-Dec-10 |
Claim Dismissed |
- |
- |
| 185 |
CM/D-0065/2010 |
11-Aug-10 |
Delhi |
Sandeep Kumar |
Applicant |
Angel Capital & Debt Market Ltd |
Shri Vijai N Mathur |
31-Jan-10 |
Dismissed |
- |
- |
| 186 |
CM/M-0072/2010 |
10-Aug-10 |
Mumbai |
Murarilal Dhandharia |
Applicant |
Basant Securities Ltd |
S Srinivasan |
15-Dec-10 |
Claim Dismissed |
- |
- |
| 187 |
F&O/M-0069/2010 |
9-Aug-10 |
Mumbai |
Viratra Investment Consultants & Trading Pvt Ltd |
Applicant |
Sharekhan Ltd. |
P Upasani, S S Parkar, A S Aguiar |
11-Jan-11 |
Dismissed |
- |
- |
| 188 |
CM/M-0174/2009 |
07-Aug-10 |
Mumbai |
Rajendra Kanade |
Applicant |
Bonanza Portfolio Limited |
R M Joshi |
30-Apr-10 |
Claim Dismissed |
- |
- |
| 189 |
F&O/M-0068/2010 |
6-Aug-10 |
Mumbai |
Monika Mohite |
Applicant |
Religare Securities Ltd |
P Upasani |
08-Jan-11 |
Dismissed |
- |
- |
| 190 |
F&O/M-0067/2010 |
6-Aug-10 |
Mumbai |
Shivaji Mohite |
Applicant |
Religare Securities Ltd |
P Upasani, S K Shah, D P Roy |
10-Jan-11 |
Dismissed |
- |
- |
| 191 |
F&O/D-0039/2010 |
5-Aug-10 |
Delhi |
Nathu Ram Yadav |
Applicant |
Religare Securities Ltd |
Justice M A Khan(Retd.) |
25-Oct-10 |
Claim Dismissed |
- |
- |
| 192 |
F&O/D-0040/2010 |
5-Aug-10 |
Delhi |
Manoj Manocha |
Applicant |
Merits Capital Markets Services P Ltd |
Shri Ravi Kant |
3-Nov-10 |
Claim dismissed |
- |
- |
| 193 |
CM/D-0063/2010 |
5-Aug-10 |
Delhi |
Anil Kumar Gupta |
Applicant |
India Infoline Ltd |
Shri Ravi Kant |
15-Nov-10 |
Claim dismissed |
- |
- |
| 194 |
CM/D-0060/2010 |
5-Aug-10 |
Delhi |
Ravish Kumar |
Applicant |
Karvy Stock Broking Ltd |
Shri Vijai N Mathur |
31-Jan-11 |
Dismissed |
- |
- |
| 195 |
F&O/D-0038/2010 |
5-Aug-10 |
Delhi |
Ram Raj Rai |
Applicant |
Systematix Shares &Stock (India) Ltd |
Shri Divakar Dev |
24-Feb-11 |
Dismissed |
- |
- |
| 196 |
F&O/M-0066/2010 |
4-Aug-10 |
Mumbai |
MR STOCKS (Prop. Deepa B. Rawat) |
Respondent |
Angel Capital & Debt Market Ltd. |
G K Sharma |
10-Feb-11 |
Member |
- |
- |
| 197 |
F&O/M-0065/2010 |
30-Jul-10 |
Mumbai |
Nimeet Parekh |
Applicant |
Religare Securities Ltd |
D P Roy |
24-Sep-10 |
Claim Dismissed |
- |
- |
| 198 |
F&O/K-0013/2010 |
29-Jul-10 |
Kolkata |
Mr.Jai Prakash Gupta |
Applicant |
M/s Indiabulls Securities Ltd |
D K Bhattacharyya |
8-Nov-10 |
Claim dismissed |
- |
- |
| 199 |
CM/K-0019/2010 |
29-Jul-10 |
Kolkata |
Mr. Imran Khan |
Applicant |
M/s India Infoline Limited |
B N Som |
18-Nov-10 |
Claim dismissed |
- |
- |
| 200 |
F&O/M-0064/2010 |
28-Jul-10 |
Mumbai |
Ashokkumar Jivanlal Patel |
Applicant |
Sharekhan Ltd. |
A S Aguiar |
14-Feb-11 |
Dismissed |
- |
- |
| 201 |
F&O/C-0022/2010 |
26-Jul-10 |
Chennai |
A S Salamath Begum |
Applicant |
IndiaInfoline Ltd |
Sampath K |
30-Nov-10 |
Client |
11-May-11 |
- |
| 202 |
F&O/C-0023/2010 |
26-Jul-10 |
Chennai |
S K Nazeer Ahamed |
Applicant |
IndiaInfoline Ltd |
Sampath K |
30-Nov-10 |
Client |
08-Mar-2011 |
- |
| 203 |
F&O/C-0019/2010 |
26-Jul-10 |
Chennai |
Subhash Krishnappa Choureddi |
Applicant |
IndiaInfoline Ltd |
Sampath K |
9-Dec-10 |
Client |
27-May-11 |
- |
| 204 |
CM/M-0070/2010 |
23-Jul-10 |
Mumbai |
Kamlesh Banker |
Respondent |
Meghvarsha Securities Pvt Ltd |
G K Sharma |
10-Nov-10 |
Member |
- |
- |
| 205 |
CM/M-0071/2010 |
23-Jul-10 |
Mumbai |
Dhara Banker |
Respondent |
Meghvarsha Securities Pvt Ltd |
G K Sharma |
10-Nov-10 |
Member |
- |
- |
| 206 |
F&O/D-0036/2010 |
21-Jul-10 |
Delhi |
Maya Devi |
Respondent |
Angel Capital & Debt Market Ltd |
Justice V S Aggarwal(Retd.) |
11-Nov-10 |
Member |
- |
- |
| 207 |
CM/M-0069/2010 |
21-Jul-10 |
Mumbai |
Isabello Saldanha |
Applicant |
Alka Securities Ltd |
A S Aguiar |
20-Dec-10 |
Client |
- |
Appeal filed before Appellate Arbitrators |
| 208 |
CM/K-0018/2010 |
20-Jul-10 |
Kolkata |
Mr.Swapan Kumar Mukherjee |
Applicant |
M/s Indiabulls Securities Ltd |
D K Bhattacharyya |
8-Nov-10 |
Claim dismissed |
- |
- |
| 209 |
F&O/K-0012/2010 |
20-Jul-10 |
Kolkata |
Ms.Debi Paul |
Applicant |
M/s Emkay Global Financial Services Limited |
Saubir Bhattacharyya |
15-Nov-10 |
Claim dismissed |
- |
- |
| 210 |
F&O/K-0011/2010 |
20-Jul-10 |
Kolkata |
M/s Eastern Financiers Ltd. |
Applicant |
Mr. Rishav Bhojnagarwala |
Alok Bhattacharyya |
1-Dec-10 |
Member |
- |
- |
| 211 |
F&O/M-0063/2010 |
15-Jul-10 |
Mumbai |
Babulal Parmar |
Applicant |
Way2wealth Brokers Pvt Ltd |
P Upasani |
05-Jan-11 |
Dismissed |
- |
- |
| 212 |
F&O/M-0062/2010 |
14-Jul-10 |
Mumbai |
Alka Dhere |
Applicant |
Angel Capital & Debt Market Limited |
S C Gupta |
19-Aug-10 |
Claim Dismissed |
- |
- |
| 213 |
CM/D-0058/2010 |
12-Jul-10 |
Delhi |
Manju Goel |
Applicant |
Bharat Rasayan Finance Ltd. |
Shri K S Dhingra |
22-Sep-10 |
Claim Dismissed |
- |
- |
| 214 |
CM/D-0057/2010 |
12-Jul-10 |
Delhi |
Sultan Singh Goel |
Applicant |
Bharat Rasayan Finance Ltd. |
Shri Divakar Dev |
16-Nov-10 |
Claim dismissed |
- |
- |
| 215 |
CM/M-0067/2010 |
12-Jul-10 |
Mumbai |
V4U Solutions. |
Respondent |
Asit C Mehta Investment Intermediates Ltd |
S K Shah |
26-Nov-10 |
Member |
- |
- |
| 216 |
CM/K-0017/2010 |
07-Jul-10 |
Kolkata |
Mr. Rajesh Agarwal |
Applicant |
M/s Religare Securities Limited |
Neeloo Biswas |
06-Oct-10 |
Client |
5-Jan-11 |
- |
| 217 |
F&O/M-0061/2010 |
07-Jul-10 |
Mumbai |
Ghanshyam Patel |
Respondent |
Jhaveri Securities Limited |
P Rajendran |
08-Oct-10 |
Member |
- |
- |
| 218 |
CM/K-0016/2010 |
07-Jul-10 |
Kolkata |
Mr. Samarendra Das |
Applicant |
M/s Microsec Capital Limited |
D K Bhattacharyya |
20-Oct-10 |
Claim Dismissed |
- |
- |
| 219 |
CM/C-0045/2010 |
7-Jul-10 |
Chennai |
S Vijayakumar |
Applicant |
JRG Securities Ltd |
V Paul das |
29-Oct-10 |
Member |
- |
- |
| 220 |
CM/M-0066/2010 |
7-Jul-10 |
Mumbai |
Sarojben V Patel |
Applicant |
Karvy Stock Broking Ltd |
R M Joshi |
29-Nov-10 |
Client |
- |
- |
| 221 |
F&O/M-0059/2010 |
06-Jul-10 |
Mumbai |
Mishal De Souza |
Applicant |
Religare Securities Ltd |
D P Roy |
20-Aug-10 |
Claim Dismissed |
- |
- |
| 222 |
CM/D-0055/2010 |
02-Jul-10 |
Delhi |
Chander Kumar |
Respondent |
RSG Share & Stock Brokers Ltd |
Shri K S Dhingra |
06-Sep-10 |
Member |
- |
- |
| 223 |
F&O/M-0058/2010 |
02-Jul-10 |
Mumbai |
Rajgopal Sarda |
Respondent |
JM Financial Services Pvt. Ltd. |
D P Roy |
24-Sep-10 |
Member |
- |
- |
| 224 |
F&O/D-0032/2010 |
2-Jul-10 |
Delhi |
Radhey Shyam Gupta |
Applicant |
K & A Securities Pvt Ltd |
Justice M A Khan(Retd.) |
25-Oct-10 |
Claim Dismissed |
- |
- |
| 225 |
F&O/D-0033/2010 |
2-Jul-10 |
Delhi |
Asha Saxena |
Respondent |
Escorts Securities Ltd. |
Justice M A Khan (Retd.) |
25-Oct-10 |
Member |
- |
- |
| 226 |
F&O/M-0057/2010 |
1-Jul-10 |
Mumbai |
Vinod Kothari |
Applicant |
Indiabulls Securities Ltd |
D G Deshpande |
20-Dec-10 |
Claim Dismissed |
- |
- |
| 227 |
CM/M-0065/2010 |
30-Jun-10 |
Mumbai |
D K Gharpure |
Applicant |
Angel Capital & Debt Market Limited |
G A Nayak |
31-Aug-10 |
Client |
31-Aug-10 |
- |
| 228 |
CM/K-0015/2010 |
30-Jun-10 |
Kolkata |
Mr. Dilip Kumar Verma |
Applicant |
M/s Anand Rathi Share & Stock Brokers Ltd |
Neeloo Biswas |
23-Nov-10 |
Client |
30-Nov-10 |
- |
| 229 |
CM/K-0013/2010 |
30-Jun-10 |
Kolkata |
Reba Sutradhar |
Applicant |
M/s India Infoline Limited |
B N Som |
23-Dec-10 |
Client |
23-Jan-11 |
- |
| 230 |
CM/K-0012/2010 |
30-Jun-10 |
Kolkata |
M/s Escorts Securities Ltd. |
Applicant |
Mr. Somen Majumdar |
B N Som |
24-Dec-10 |
Member |
- |
- |
| 231 |
CM/K-0014/2010 |
30-Jun-10 |
Kolkata |
Mr. Malay Kumar Mishra |
Applicant |
M/s Karvy Stock Broking Ltd. |
B N Som |
18-Feb-11 |
Client |
- |
Under Implementation |
| 232 |
F&O/M-0056/2010 |
29-Jun-10 |
Mumbai |
Vasant Soni |
Applicant |
Angel Capital & Debt Market Ltd. |
R V Iyer |
11-Nov-10 |
Claim dismissed |
- |
- |
| 233 |
F&O/M-0060/2010 |
29-Jun-10 |
Mumbai |
Ghanshyam Patel |
Respondent |
Marwadi Shares & Finance Ltd |
R M Joshi |
12-Nov-10 |
Member |
- |
- |
| 234 |
CM/C-0042/2010 |
28-Jun-10 |
Chennai |
Chandre Gowda |
Applicant |
Networth Stock Broking Limited |
Sampath K |
02-Sep-10 |
Claim Dismissed |
- |
- |
| 235 |
F&O/C-0025/2008 |
28-Jun-10 |
Chennai |
Venugopal |
Respondent |
Geojit BNP Paribas Financial Services Ltd |
S Subrananian, V Natarajan, Sridharan Krishnamurthy |
12-Jan-11 |
Member |
- |
- |
| 236 |
F&O/C-0027/2010 |
25-Jun-10 |
Chennai |
Aditya Birla Money Ltd |
Applicant |
V Kalyani |
Jagadeesan |
21-Oct-10 |
Claim dismissed |
- |
- |
| 237 |
CM/D-0053/2010 |
23-Jun-10 |
Delhi |
Ashok kumar Goel |
Applicant |
Bharat Rasayan Finance Ltd. |
Shri K S Dhingra |
22-Sep-10 |
Claim Dismissed |
- |
- |
| 238 |
CM/D-0052/2010 |
23-Jun-10 |
Delhi |
Ashok kumar Goel(HUF) |
Applicant |
Bharat Rasayan Finance Ltd. |
Shri K S Dhingra |
22-Sep-10 |
Claim Dismissed |
- |
- |
| 239 |
CM/M-0064/2010 |
21-Jun-10 |
Mumbai |
Asha Nayak |
Applicant |
Arihant Capital Markets Limited |
D P Roy |
20-Aug-10 |
Claim Dismissed |
- |
- |
| 240 |
CM/M-0063/2010 |
18-Jun-10 |
Mumbai |
Anita Tauro |
Respondent |
Manubhai Mangaldas Securities Pvt. Ltd. |
D P Roy |
30-Aug-10 |
Member |
- |
- |
| 241 |
CM/M-0062/2010 |
17-Jun-10 |
Mumbai |
Sunil Mistry |
Applicant |
India Infoline Ltd |
G A Nayak |
2-Nov-10 |
Claim dismissed |
- |
- |
| 242 |
CM/M-0061/2010 |
16-Jun-10 |
Mumbai |
Kalpesh Solanky |
Applicant |
India Infoline Ltd |
A S Aguiar |
07-Feb-11 |
Dismissed |
- |
- |
| 243 |
F&O/K-0010/2010 |
10-Jun-10 |
Kolkata |
Mr. Paritosh Kumar Chanda |
Respondent |
M/s Sunidhi Securities and Finance Ltd. |
N P Sengupta |
19-Oct-10 |
Claim Dismissed |
- |
- |
| 244 |
CM/K-0009/2010 |
10-Jun-10 |
Kolkata |
Mr.Amiya Samanta |
Applicant |
M/s K&A Securities Pvt. Ltd. |
Justice Arunabha Barua |
2-Nov-10 |
Claim dismissed |
- |
- |
| 245 |
CM/K-0011/2010 |
10-Jun-10 |
Kolkata |
Mr. Kirtibas Biswas |
Applicant |
M/s Angel Capital & Debt Market Ltd. |
B N Som |
25-Nov-10 |
Claim dismissed |
- |
- |
| 246 |
CM/M-0058/2010 |
10-Jun-10 |
Mumbai |
Dilipkumar Shah |
Applicant |
Fairwealth Securities Pvt Ltd |
P Upasani |
10-Dec-10 |
Claim Dismissed |
- |
- |
| 247 |
CM/M-0059/2010 |
10-Jun-10 |
Mumbai |
Ashok Bachar |
Applicant |
JRG Securities Ltd |
P Upasani |
29-Dec-10 |
Dismissed |
- |
- |
| 248 |
F&O/K-0009/2010 |
10-Jun-10 |
Kolkata |
Ms. Kavita Mehra |
Applicant |
M/s Indiabulls Securities Ltd. |
N P Sengupta, Neeloo Biswas, D K Bhattacharyya |
06-Jan-11 |
Dismissed |
- |
- |
| 249 |
F&O/D-0024/2010 |
9-Jun-10 |
Delhi |
Pramod Aneja |
Applicant |
Narayan Sec. P. Ltd. |
Shri K S Dhingra |
7-Sep-10 |
Client |
- |
Appeal filed before Appellate Arbitrators |
| 250 |
CM/C-0023/2010 |
9-Jun-10 |
Chennai |
A Dharani |
Applicant |
IndiaInfoline Ltd |
Sampath K |
8-Dec-10 |
Client |
27-Feb-11 |
- |
| 251 |
F&O/D-0029/2010 |
9-Jun-10 |
Delhi |
Chander Kanta Budhiraja |
Applicant |
Religare Securities Ltd |
Shri Dipankar Basu |
20-Jan-11 |
Client |
04-May-11 |
- |
| 252 |
F&O/D-0028/2010 |
8-Jun-10 |
Delhi |
Satinder Singh Randhava |
Applicant |
Indiabulls Securities Ltd |
Shri Dipankar Basu |
30-Nov-10 |
Claim dismissed |
- |
- |
| 253 |
F&O/D-0030/2010 |
8-Jun-10 |
Delhi |
Saranjit Singh |
Applicant |
Religare Securities Ltd |
Shri Dipankar Basu |
09-Feb-11 |
Dismissed |
- |
- |
| 254 |
CM/D-0050/2010 |
04-Jun-10 |
Delhi |
Parveen Juneja |
Applicant |
Abhipra Capital Ltd. |
Shri K S Dhingra |
19-Jul-10 |
Client |
17-Jun-10 |
- |
| 255 |
CM/D-0049/2010 |
4-Jun-10 |
Delhi |
Tanveer |
Applicant |
J M Financial Services Pvt. Ltd. |
Shri Sarveshwar Jha |
15-Oct-10 |
Claim Dismissed |
- |
- |
| 256 |
CM/C-0041/2010 |
4-Jun-10 |
Chennai |
Nazeema Siraj |
Applicant |
IndiaInfoline Ltd |
P S prema |
8-Nov-10 |
Member |
- |
- |
| 257 |
CM/C-0035/2010 |
03-Jun-10 |
Chennai |
Pavithra Stephen |
Applicant |
Aditya Birla Money Limited |
V Paul Das |
05-Aug-10 |
Claim Dismissed |
- |
- |
| 258 |
CM/C-0036/2010 |
03-Jun-10 |
Chennai |
Dandu Srinivasa Raju |
Respondent |
Karvy Stock Broking Ltd |
P S Prema |
11-Aug-10 |
Claim Dismissed |
- |
- |
| 259 |
F&O/M-0055/2010 |
3-Jun-10 |
Mumbai |
Dinesh Pokhriyal |
Applicant |
Networth Stock Broking Ltd |
A S Aguiar |
1-Nov-10 |
Claim dismissed |
- |
- |
| 260 |
F&O/M-0053/2010 |
31-May-10 |
Mumbai |
Harish Sampat |
Applicant |
JM Financial Services Pvt. Ltd. |
P Upasani |
06-Sep-10 |
Claim Dismissed |
- |
- |
| 261 |
F&O/D-0025/2010 |
28-May-10 |
Delhi |
Daya Chand Sharma |
Applicant |
Kotak Securities Ltd |
Shri K S Dhingra |
20-Aug-10 |
Claim Dismissed |
- |
- |
| 262 |
CM/D-0048/2010 |
28-May-10 |
Delhi |
Sunil Mohan gupta |
Applicant |
Aditya Birla Money Ltd |
Justice V S Aggarwal(Retd.) |
15-Oct-10 |
Claim Dismissed |
- |
- |
| 263 |
F&O/D-0026/2010 |
28-May-10 |
Delhi |
Mamta Sood |
Applicant |
Mangal Keshwav Securities Ltd |
Justice M A Khan(Retd.) |
19-Oct-10 |
Claim Dismissed |
- |
- |
| 264 |
CM/M-0053/2010 |
27-May-10 |
Mumbai |
Swati Amrish Shah |
Respondent |
Jhaveri Securities Limited |
S C Gupta |
29-Sep-10 |
Member |
- |
- |
| 265 |
F&O/M-0052/2010 |
26-May-10 |
Mumbai |
Aejaz Chand |
Respondent |
IDBI Capital Market Services Ltd. |
G A Nayak |
20-Aug-10 |
Member |
- |
- |
| 266 |
F&O/M-0051/2010 |
24-May-10 |
Mumbai |
Sanjay Kamdar |
Respondent |
Ventura Securities Ltd |
S C Gupta |
12-Nov-10 |
Claim dismissed |
- |
- |
| 267 |
F&O/D-0023/2010 |
24-May-10 |
Delhi |
Tarun Gupta |
Applicant |
First Global Stock Broking P Ltd |
Justice V S Aggarwal (Retd.), Justice M A Khan (Retd.) and
Shri Tejinder Singh Laschar |
31-Jan-11 |
Dismissed |
- |
- |
| 268 |
F&O/K-0008/2010 |
21-May-10 |
Kolkata |
Mr. Tej Narayan Sharma |
Applicant |
India Infoline Limited |
Arup Ratan Chattopadhyay |
14-Sep-10 |
Claim Dismissed |
- |
- |
| 269 |
CM/K-0008/2010 |
21-May-10 |
Kolkata |
Ms. Saswati Bera |
Applicant |
M/s India Securities Broking Pvt. Ltd. |
N P Sengupta |
29-Dec-10 |
Client |
29-Jan-11 |
- |
| 270 |
CM/C-0034/2010 |
20-May-10 |
Chennai |
V Ravichandran |
Applicant |
ASL Capital Holdings Pvt ltd |
Sridharan K |
20-Aug-10 |
Client |
31-Aug-10 |
- |
| 271 |
CM/C-0032/2010 |
20-May-10 |
Chennai |
N Ahamed Mohideen |
Applicant |
Karvy Stock Broking Ltd |
Jagadeesan |
25-Aug-10 |
Client |
25-Aug-10 |
- |
| 272 |
CM/C-0033/2010 |
20-May-10 |
Chennai |
Vijayakumari C R |
Respondent |
Capstocks & Securities (I) Pvt Ltd |
Pratap MS |
06-Sep-10 |
Member |
- |
- |
| 273 |
CM/M-0052/2010 |
19-May-10 |
Mumbai |
Tulshiram Bhowate |
Applicant |
ICICI Securities Ltd |
A S Aguiar |
1-Nov-10 |
Claim dismissed |
- |
- |
| 274 |
F&O/M-0049/2010 |
18-May-10 |
Mumbai |
Padmakar Nandekar |
Applicant |
PUG Securities Ltd |
P Upasani, G A Nayak, R V Iyer |
03-Jan-11 |
Client |
- |
Appeal filed before Appellate Arbitrators |
| 275 |
CM/M-0051/2010 |
14-May-10 |
Mumbai |
Jitesh Shah (Sub-broker) |
Applicant |
India Advantage Securities Ltd. |
D P Roy |
24-Sep-10 |
Claim Dismissed |
- |
- |
| 276 |
F&O/D-0022/2010 |
11-May-10 |
Delhi |
Geeta Batra |
Applicant |
Globe Capital Market Ltd |
Justice V S Aggarwal (Retd.), Shri Ravi Kant, Shri Tejinder Singh
Laschar |
11-Nov-10 |
Claim Dismissed |
- |
- |
| 277 |
F&O/M-0048/2010 |
07-May-10 |
Mumbai |
Rakeyshh Gujar |
Applicant |
Way2wealth Brokers Private Limited |
G A Nayak |
30-Aug-10 |
Claim Dismissed |
- |
- |
| 278 |
F&O/M-0047/2010 |
06-May-10 |
Mumbai |
Neelima L Sanghvi |
Applicant |
Sanchay Finvest Ltd. |
D G Deshpande, S Srinivasan, S C Gupta |
15-Sep-10 |
Claim Dismissed |
- |
- |
| 279 |
CM/D-0046/2010 |
05-May-10 |
Delhi |
Prerna |
Applicant |
Angel Capital & Debt Market Limited |
Shri K S Dhingra |
04-Aug-10 |
Claim Dismissed |
- |
- |
| 280 |
F&O/D-0021/2010 |
5-May-10 |
Delhi |
Dr Manu Shrimali |
Applicant |
Angel Capital & Debt Market Ltd |
Shri Dipankar Basu |
29-Oct-10 |
Claim Dismissed |
- |
- |
| 281 |
CM/D-0044/2010 |
04-May-10 |
Delhi |
Narendra Kumar Goel & Sons (Huf) |
Respondent |
Adroit Financial Services P.Ltd. |
Shri Sarveshwar Jha |
08-Sep-10 |
Claim Dismissed |
- |
- |
| 282 |
F&O/K-0007/2010 |
03-May-10 |
Kolkata |
Dayal Singh Rathore HUF |
Applicant |
Prabhudas Lilladher Pvt. Ltd. |
N P Sengupta |
16-Sep-10 |
Claim Dismissed |
- |
- |
| 283 |
F&O/K-0006/2010 |
03-May-10 |
Kolkata |
Mr. Dibyendu Nandy |
Respondent |
SMC Global Securities Ltd. |
N P Sengupta |
16-Sep-10 |
Claim Dismissed |
- |
- |
| 284 |
CM/D-0043/2010 |
3-May-10 |
Delhi |
Sujat Ali |
Respondent |
DB (International) Stock Brokers Ltd |
Shri Dipankar Basu |
21-Jan-11 |
Member |
- |
- |
| 285 |
F&O/M-0050/2010 |
1-May-10 |
Mumbai |
Mahabir Thirani |
Applicant |
Suresh Rathi Securities Pvt Ltd |
P Upasani |
9-Dec-10 |
Claim Dismissed |
- |
- |
| 286 |
F&O/M-0045/2010 |
28-Apr-10 |
Mumbai |
Patel & Patel Co. |
Respondent |
Market Creators Ltd. |
R M Joshi |
29-Oct-10 |
Client |
17-Nov-10 |
- |
| 287 |
F&O/M-0042/2010 |
27-Apr-10 |
Mumbai |
Manish Chandak |
Respondent |
Shilpa Stock Broker Private Limited |
G A Nayak |
21-Sep-10 |
Member |
- |
- |
| 288 |
F&O/K-0005/2010 |
26-Apr-10 |
Kolkata |
Mr. Sanat Kumar Maity |
Applicant |
India Infoline Limited |
N P Sengupta |
19-Aug-10 |
Claim Dismissed |
- |
- |
| 289 |
CM/K-0007/2010 |
26-Apr-10 |
Kolkata |
Mr. Tapan Kumar De |
Applicant |
Motilal Oswal Securities Limited |
Arup Ratan Chattopadhyay |
20-Sep-10 |
Claim Dismissed |
- |
- |
| 290 |
CM/D-0042/2010 |
26-Apr-10 |
Delhi |
Vinay Kumar Goel & Sons (HUF) |
Applicant |
Bharat Rasayan Finance Ltd. |
Shri Tejinder singh Laschar |
27-Jan-11 |
Dismissed |
- |
- |
| 291 |
CM/C-0028/2010 |
23-Apr-10 |
Chennai |
G Rangarajan |
Applicant |
DBS Cholamandalam Securities Ltd |
A P Sridharan |
23-Jun-10 |
Claim Dismissed |
- |
- |
| 292 |
CM/C-0031/2010 |
23-Apr-10 |
Chennai |
Thomas Varkey Paruvikkal |
Respondent |
SMC Global Securities Ltd |
Pratap MS |
14-Jul-10 |
Member |
- |
- |
| 293 |
F&O/C-0020/2010 |
23-Apr-10 |
Chennai |
Sharat Kumar V |
Respondent |
Capstocks & Securities (I) Pvt Ltd |
Sridharan K |
16-Aug-10 |
Member |
- |
- |
| 294 |
CM/C-0029/2010 |
23-Apr-10 |
Chennai |
Cherian Joseph |
Applicant |
Religare Securities Ltd |
Jagadeesan |
23-Aug-10 |
Claim Dismissed |
- |
- |
| 295 |
F&O/M-0041/2010 |
20-Apr-10 |
Mumbai |
Badrinath Bodhai |
Applicant |
Reliance Securities Limited |
S S Parkar |
18-Aug-10 |
Client |
- |
Challenged U/s 34 |
| 296 |
CM/M-0047/2010 |
20-Apr-10 |
Mumbai |
Anita Joan Tauro |
Respondent |
Ventura Securities Ltd |
D G Deshpande |
15-Feb-11 |
Member |
- |
- |
| 297 |
CM/C-0027/2010 |
19-Apr-10 |
Chennai |
Potnuru Ravi Kumar |
Applicant |
Karvy Stock Broking Ltd |
Jagadeesan |
02-Jul-10 |
Claim Dismissed |
- |
- |
| 298 |
CM/C-0025/2010 |
19-Apr-10 |
Chennai |
K Jagannadham |
Applicant |
Karvy Stock Broking Ltd |
Jagadeesan |
05-Jul-10 |
Claim Dismissed |
- |
- |
| 299 |
CM/C-0026/2010 |
19-Apr-10 |
Chennai |
Pothina Tata Rao |
Applicant |
Karvy Stock Broking Ltd |
Jagadeesan |
21-Jul-10 |
Claim Dismissed |
- |
- |
| 300 |
CM/C-0024/2010 |
19-Apr-10 |
Chennai |
Jayanthi |
Respondent |
Geojit BNP Paribas Financial Services Ltd |
Pratap MS |
29-Jul-10 |
Member |
- |
- |
| 301 |
CM/C-0022/2010 |
19-Apr-10 |
Chennai |
KR S Subramaniam |
Applicant |
Motilal Oswal Securities Limited |
MV Badrinath |
03-Aug-10 |
Client |
23-Aug-10 |
- |
| 302 |
CM/M-0046/2010 |
19-Apr-10 |
Mumbai |
Yogesh Kela |
Respondent |
Hindustan Tradecom Private Limited |
D G Deshpande, G A Nayak, S Srinivasan |
26-Aug-10 |
Member |
- |
- |
| 303 |
F&O/C-0021/2010 |
19-Apr-10 |
Chennai |
P Pradeep |
Applicant |
IndiaInfoline Ltd |
M S Pratap |
15-Sep-10 |
Client |
- |
- |
| 304 |
F&O/M-0040/2010 |
16-Apr-10 |
Mumbai |
K U Advani Pvt Ltd |
Applicant |
Centrum Broking Pvt Ltd |
A S Aguiar, R V Iyer, G A Nayak |
24-Jan-11 |
Dismissed |
- |
- |
| 305 |
CM/D-0041/2010 |
15-Apr-10 |
Delhi |
Tirath Lashqar Singh |
Applicant |
Anand Rathi Shares &Stock Brokers Ltd |
Justice V S Aggarwal(Retd.) |
18-Aug-10 |
Client |
22-Dec-10 |
- |
| 306 |
F&O/M-0039/2010 |
15-Apr-10 |
Mumbai |
Reliance Securities Ltd |
Applicant |
KIFS Securities Private Limited |
S C Gupta |
18-Aug-10 |
Claim Dismissed |
- |
- |
| 307 |
CM/D-0040/2010 |
15-Apr-10 |
Delhi |
Suneha Bhatia |
Applicant |
Anagram Capital Ltd |
Shri Sarveshwar Jha |
15-Oct-10 |
Claim Dismissed |
- |
- |
| 308 |
F&O/D-0019/2010 |
15-Apr-10 |
Delhi |
Jatinder Kaur |
Applicant |
Unicon Securities Pvt Ltd |
Shri Sarveshwar Jha |
15-Oct-10 |
Claim Dismissed |
- |
- |
| 309 |
F&O/D-0018/2010 |
13-Apr-10 |
Delhi |
Nagesh Singh |
Applicant |
Indiabulls Securities Ltd |
Shri Ravi Kant |
26-Jul-10 |
Claim Dismissed |
- |
- |
| 310 |
CM/D-0039/2010 |
13-Apr-10 |
Delhi |
Mithlesh Kumari Gupta |
Applicant |
Karvy Stock Broking Ltd |
Shri Dipankar Basu |
23-Dec-10 |
Claim Dismissed |
- |
- |
| 311 |
CM/D-0035/2010 |
08-Apr-10 |
Delhi |
Manoj Kumar Garg |
Respondent |
Bharat Rasayan Finance Ltd. |
Justice V S Aggarwal(Retd.) |
15-Jul-10 |
Member |
- |
- |
| 312 |
CM/D-0034/2010 |
08-Apr-10 |
Delhi |
Savita Garg |
Respondent |
Bharat Rasayan Finance Ltd. |
Justice V S Aggarwal(Retd.) |
15-Jul-10 |
Member |
- |
- |
| 313 |
CM/D-0037/2010 |
8-Apr-10 |
Delhi |
Nasa Krishan Chand |
Applicant |
Vertex Securities Ltd |
Shri Sarveshwar Jha |
21-Sep-10 |
Client |
27-Apr-11 |
- |
| 314 |
CM/D-0038/2010 |
08-Apr-10 |
Delhi |
Maha Singh Parashar |
Applicant |
R K Stockholding Pvt. Ltd |
Shri Sarveshwar Jha |
22-Sep-10 |
Claim Dismissed |
- |
- |
| 315 |
CM/D-0036/2010 |
8-Apr-10 |
Delhi |
Naveen Prakash |
Applicant |
Veni Madhav Securities Pvt Ltd |
Shri Dipankar Basu |
29-Oct-10 |
Member |
- |
- |
| 316 |
F&O/M-0037/2010 |
8-Apr-10 |
Mumbai |
Hasina Mukadam |
Applicant |
India Infoline Ltd |
R V Iyer |
27-Dec-10 |
Claim Dismissed |
- |
- |
| 317 |
F&O/M-0038/2010 |
8-Apr-10 |
Mumbai |
Kiran Kumar Vaid |
Applicant |
India Infoline Ltd |
R V Iyer |
27-Dec-10 |
Claim Dismissed |
- |
- |
| 318 |
CM/D-0032/2010 |
8-Apr-10 |
Delhi |
Mukesh Garg |
Applicant |
O J Financial Services Ltd. |
Justice V S Aggarwal (Retd.) |
17-Feb-11 |
Client |
- |
Under appeal period |
| 319 |
CM/C-0021/2010 |
07-Apr-10 |
Chennai |
P C V Chary |
Respondent |
Geojit BNP Paribas Financial Services Ltd |
A P Sridharan |
10-Jun-10 |
Member |
- |
- |
| 320 |
F&O/C-0015/2010 |
07-Apr-10 |
Chennai |
K M Mohanasundaram |
Respondent |
Coimbatore Capital Ltd |
V Sekar |
24-Jun-10 |
Member |
- |
- |
| 321 |
F&O/C-0016/2010 |
07-Apr-10 |
Chennai |
N K Srinivasagan |
Respondent |
Coimbatore Capital Ltd |
V Sekar |
24-Jun-10 |
Member |
- |
- |
| 322 |
F&O/C-0018/2010 |
07-Apr-10 |
Chennai |
P Chinnasamy |
Applicant |
Religare Securities Ltd |
Jagadeesan |
05-Jul-10 |
Claim Dismissed |
- |
- |
| 323 |
F&O/D-0017/2010 |
07-Apr-10 |
Delhi |
Manoj Kumar Garg (HUF) |
Respondent |
Bharat Rasayan Finance Ltd. |
Justice V S Aggarwal(Retd.) |
15-Jul-10 |
Claim Dismissed |
- |
- |
| 324 |
F&O/C-0017/2010 |
07-Apr-10 |
Chennai |
Uma Rao |
Applicant |
Kotak Securities Ltd |
Jagadeesan |
19-Jul-10 |
Claim Dismissed |
- |
- |
| 325 |
F&O/C-0014/2010 |
07-Apr-10 |
Chennai |
A Jaya Prasad |
Applicant |
Kotak Securities Ltd |
Jagadeesan |
27-Jul-10 |
Claim Dismissed |
- |
- |
| 326 |
CM/C-0019/2010 |
07-Apr-10 |
Chennai |
N S Palanisamy |
Applicant |
Kotak Securities Ltd |
Jagadeesan |
27-Jul-10 |
Claim Dismissed |
- |
- |
| 327 |
CM/C-0020/2010 |
07-Apr-10 |
Chennai |
Subbulakshmi |
Applicant |
Bhas Securities Pvt Ltd |
A P Sridharan |
02-Aug-10 |
Claim Dismissed |
- |
- |
| 328 |
F&O/M-0036/2010 |
07-Apr-10 |
Mumbai |
Rohit Shinde |
Applicant |
Edelweiss Securities Limited |
P Upasani |
04-Aug-10 |
Client |
04-Aug-10 |
- |
| 329 |
F&O/M-0035/2010 |
07-Apr-10 |
Mumbai |
Trushar Shah |
Applicant |
Motilal Oswal Securities Limited |
A S Aguiar |
23-Aug-10 |
Member |
- |
- |
| 330 |
CM/K-0006/2010 |
07-Apr-10 |
Kolkata |
Mr. Bhikari Charan Praharaj |
Applicant |
Bonanza Portfolio Limited |
D K Bhattacharyya |
25-Aug-10 |
Client |
- |
Appeal filed before Appellate Arbitrators |
| 331 |
F&O/K-0004/2010 |
07-Apr-10 |
Kolkata |
Mr. Subhasis Panda |
Respondent |
Networth Stock Broking Limited |
Saubir Bhattacharyya |
20-Sep-10 |
Member |
29-Oct-10 |
- |
| 332 |
F&O/D-0015/2010 |
06-Apr-10 |
Delhi |
Dinesh Kumar Asija |
Applicant |
Unicon Securities Private Limited |
Justice M A Khan(Retd.) |
28-Jun-10 |
Claim Dismissed |
- |
- |
| 333 |
F&O/D-0014/2010 |
06-Apr-10 |
Delhi |
Manish Satija |
Applicant |
Unicon Securities Private Limited |
Justice M A Khan(Retd.) |
28-Jun-10 |
Claim Dismissed |
- |
- |
| 334 |
F&O/D-0016/2010 |
06-Apr-10 |
Delhi |
Ravinder Kumar |
Applicant |
Religare Securities Ltd |
Justice V S Aggarwal(Retd.) |
14-Sep-10 |
Claim Dismissed |
- |
- |
| 335 |
CM/D-0031/2010 |
31-Mar-10 |
Delhi |
Charanjit Singh |
Applicant |
Aadya Trading & Investment P Ltd |
Shri Sarveshwar Jha |
01-Sep-10 |
Client |
19-Oct-10 |
- |
| 336 |
F&O/M-0034/2010 |
30-Mar-10 |
Mumbai |
Ameya Enterprises |
Respondent |
Exclusive Securities Ltd. |
D G Deshpande, S S Parkar, G K Sharma |
30-Aug-10 |
Member |
- |
- |
| 337 |
CM/M-0045/2010 |
29-Mar-10 |
Mumbai |
Paresh Shah |
Respondent |
Kunvarji Finstock Pvt. Ltd. |
D G Deshpande |
15-Jun-10 |
Member |
- |
- |
| 338 |
F&O/M-0032/2010 |
29-Mar-10 |
Mumbai |
Bhushan Shravan Choudhari |
Applicant |
Kantilal Chhaganlal Securities Private Limited |
P Upasani |
10-Aug-10 |
Claim Dismissed |
- |
- |
| 339 |
F&O/M-0033/2010 |
29-Mar-10 |
Mumbai |
Asha Shah |
Applicant |
Fairwealth Securities Pvt Ltd |
D P Roy |
12-Aug-10 |
Client |
12-Aug-10 |
- |
| 340 |
CM/D-0030/2010 |
25-Mar-10 |
Delhi |
Sarita Sagar |
Applicant |
Religare Securities Ltd |
Shri Vijai N Mathur |
14-May-10 |
Client |
20-May-10 |
- |
| 341 |
F&O/D-0013/2010 |
25-Mar-10 |
Delhi |
Pradyot Mahata |
Applicant |
ICICI Securities Ltd |
Justice V S Aggarwal(Retd.) |
28-May-10 |
Claim Dismissed |
- |
- |
| 342 |
F&O/M-0030/2010 |
23-Mar-10 |
Mumbai |
Mujaffar Desai |
Applicant |
India Infoline Ltd |
R V Iyer |
4-Dec-10 |
Claim Dismissed |
- |
- |
| 343 |
F&O/M-0031/2010 |
23-Mar-10 |
Mumbai |
Latif Parkar |
Applicant |
India Infoline Ltd |
R V Iyer |
27-Dec-10 |
Claim Dismissed |
- |
- |
| 344 |
CM/M-0043/2010 |
22-Mar-10 |
Mumbai |
Vinaya Pachpute |
Applicant |
HSBC Investdirect Securities (India) Limited |
P Upasani |
06-May-10 |
Client |
06-May-10 |
- |
| 345 |
CM/D-0029/2010 |
22-Mar-10 |
Delhi |
Ram Singh Yadav |
Applicant |
K & A Securities Pvt Ltd |
Justice V S Aggarwal(Retd.) |
09-Jun-10 |
Claim Dismissed |
- |
- |
| 346 |
CM/M-0044/2010 |
22-Mar-10 |
Mumbai |
Bashir Abbas Khedekar |
Applicant |
India Infoline Ltd |
R V Iyer |
7-Dec-10 |
Claim Dismissed |
- |
- |
| 347 |
CM/M-0039/2010 |
19-Mar-10 |
Mumbai |
Dilipbhai Shah (HUF) |
Applicant |
Interface Brokerage & Research Ltd. |
D P Roy |
08-Jul-10 |
Client |
- |
Challenged U/s 34 |
| 348 |
CM/M-0041/2010 |
19-Mar-10 |
Mumbai |
Dipika D Shah |
Applicant |
Interface Brokerage & Research Ltd. |
G K Sharma |
22-Jul-10 |
Client |
- |
Challenged U/s 34 |
| 349 |
CM/M-0037/2010 |
19-Mar-10 |
Mumbai |
Puja Hardik Shah |
Applicant |
Interface Brokerage & Research Ltd. |
G K Sharma |
22-Jul-10 |
Client |
- |
Challenged U/s 34 |
| 350 |
CM/M-0040/2010 |
19-Mar-10 |
Mumbai |
Dilipbhai L Shah |
Applicant |
Interface Brokerage & Research Ltd. |
S Srinivasan |
27-Jul-10 |
Client |
- |
Challenged U/s 34 |
| 351 |
CM/M-0038/2010 |
19-Mar-10 |
Mumbai |
Nikita Shah |
Applicant |
Interface Brokerage & Research Ltd. |
S C Gupta |
13-Aug-10 |
Client |
- |
Challenged U/s 34 |
| 352 |
F&O/M-0029/2010 |
19-Mar-10 |
Mumbai |
Nilima Kalantri |
Applicant |
India Infoline Ltd |
R M Joshi |
20-Dec-10 |
Client |
- |
Appeal filed before Appellate Arbitrators |
| 353 |
CM/M-0042/2010 |
18-Mar-10 |
Mumbai |
Antonio Perreira |
Applicant |
Shriram Insight Share Brokers Ltd |
S Srinivasan |
8-Nov-10 |
Client |
- |
Appeal filed before Appellate Arbitrators |
| 354 |
CM/C-0017/2010 |
17-Mar-10 |
Chennai |
N Yash Paul |
Applicant |
Aditya Birla Money Limited |
V Paul Das |
22-Jun-10 |
Claim Dismissed |
- |
- |
| 355 |
CM/C-0016/2010 |
17-Mar-10 |
Chennai |
K Kannan |
Applicant |
JRG Securities Ltd |
Jagadeesan |
22-Jun-10 |
Claim Dismissed |
- |
- |
| 356 |
CM/C-0018/2010 |
17-Mar-10 |
Chennai |
A P Bhanumathi |
Respondent |
Sharekhan Ltd |
MV Badrinath |
23-Jun-10 |
Client |
- |
Challenged U/s 34 |
| 357 |
F&O/C-0011/2010 |
17-Mar-10 |
Chennai |
Mohammed Idris |
Respondent |
Ventura Securities Ltd |
V Sekar |
26-Jun-10 |
Member |
- |
- |
| 358 |
F&O/C-0012/2010 |
17-Mar-10 |
Chennai |
Subbalakshmi Srinivasan |
Respondent |
Kotak Securities Ltd |
N S Srinivasan |
15-Jul-10 |
Member |
- |
- |
| 359 |
F&O/C-0013/2010 |
17-Mar-10 |
Chennai |
R Nageshwari |
Respondent |
Bajaj Capital Investor Services Ltd |
N S Srinivasan |
07-Aug-10 |
Member |
- |
- |
| 360 |
F&O/D-0012/2010 |
15-Mar-10 |
Delhi |
Anurag Sinsinwar |
Respondent |
India Infoline Ltd |
Justice V S Aggarwal(Retd.), Shri Divakar Dev, Shri Vijai N Mathur |
13-Jan-11 |
Member |
- |
- |
| 361 |
F&O/M-0028/2010 |
11-Mar-10 |
Mumbai |
Geeta Sahu |
Applicant |
Religare Securities Ltd |
D P Roy |
19-Apr-10 |
Claim Dismissed |
- |
- |
| 362 |
F&O/D-0011/2010 |
11-Mar-10 |
Delhi |
Amit Chhabra |
Applicant |
Destimoney Securities Pvt Ltd (Formerly Know As Dawnay Day AV Securities
Pvt Ltd) |
Justice V S Aggarwal(Retd.) |
19-May-10 |
Client |
19-May-10 |
- |
| 363 |
CM/D-0024/2010 |
11-Mar-10 |
Delhi |
Komal Ahuja |
Respondent |
Escorts Securities Ltd. |
Justice V S Aggarwal(Retd.) |
04-Aug-10 |
Member |
- |
- |
| 364 |
CM/M-0036/2010 |
10-Mar-10 |
Mumbai |
Sudhir Desai |
Applicant |
Sharekhan Ltd |
S S Parkar |
21-Apr-10 |
Client |
21-Apr-10 |
- |
| 365 |
CM/D-0025/2010 |
10-Mar-10 |
Delhi |
Saurabh Garg |
Respondent |
Mansukh Securities & Finance Ltd |
Shri Sarveshwar Jha |
28-May-10 |
Claim Dismissed |
- |
- |
| 366 |
CM/D-0028/2010 |
10-Mar-10 |
Delhi |
Mohd Shoeb |
Applicant |
Sharewise Equity Brokers Pvt Ltd |
Shri Sarveshwar Jha |
07-Jul-10 |
Client |
- |
Challenged U/s 34 |
| 367 |
CM/D-0027/2010 |
10-Mar-10 |
Delhi |
Rajender Kumar |
Applicant |
Shri Parasram Holdings Pvt Ltd |
Shri Divakar Dev |
08-Jul-10 |
Client |
01-Jun-10 |
- |
| 368 |
F&O/D-0009/2010 |
10-Mar-10 |
Delhi |
Sudhir Bhatia |
Applicant |
Anagram Capital Ltd |
Shri Ravi Kant |
16-Jul-10 |
Claim Dismissed |
- |
- |
| 369 |
CM/D-0026/2010 |
10-Mar-10 |
Delhi |
Mohit Singh Shekhawat |
Applicant |
Religare Securities Ltd |
Shri Ravi Kant |
16-Jul-10 |
Claim Dismissed |
- |
- |
| 370 |
F&O/D-0008/2010 |
10-Mar-10 |
Delhi |
Harbhajan kaur Bhatia |
Applicant |
Aadya Trading & Investment P Ltd |
Shri Sarveshwar Jha |
01-Sep-10 |
Client |
- |
Appeal filed before Appellate Arbitrators |
| 371 |
CM/M-0035/2010 |
10-Mar-10 |
Mumbai |
Nanalal Dhariya |
Applicant |
India Infoline Limited |
R V Iyer |
07-Oct-10 |
Claim Dismissed |
- |
- |
| 372 |
CM/M-0034/2010 |
10-Mar-10 |
Mumbai |
Abdul Mahadik |
Applicant |
India Infoline Ltd |
R V Iyer |
31-Dec-10 |
Claim Dismissed |
- |
- |
| 373 |
CM/M-0033/2010 |
09-Mar-10 |
Mumbai |
Supriya Desai |
Applicant |
Sharekhan Ltd |
S S Parkar |
21-Apr-10 |
Client |
21-Apr-10 |
- |
| 374 |
F&O/K-0003/2010 |
09-Mar-10 |
Kolkata |
Mr. Badri Prasad Agarwal |
Applicant |
Religare Securities Ltd |
Neeloo Biswas |
16-Jun-10 |
Claim Dismissed |
- |
- |
| 375 |
F&O/M-0027/2010 |
09-Mar-10 |
Mumbai |
Mahesh Deelip Jagtap |
Respondent |
India Infoline Limited |
G K Sharma |
22-Jul-10 |
Member |
- |
- |
| 376 |
CM/K-0004/2010 |
09-Mar-10 |
Kolkata |
Ms.Shipra Choudhury |
Applicant |
India Infoline Limited |
Arup Ratan Chattopadhyay |
03-Aug-10 |
Client |
- |
Challenged U/s 34 |
| 377 |
CM/K-0005/2010 |
09-Mar-10 |
Kolkata |
Mr. Bidhan Choudhury |
Applicant |
India Infoline Limited |
Arup Ratan Chattopadhyay |
11-Aug-10 |
Client |
- |
Challenged U/s 34 |
| 378 |
CM/M-0032/2010 |
08-Mar-10 |
Mumbai |
Rajesh Patil |
Respondent |
Aditya Birla Money Limited |
S C Gupta |
17-May-10 |
Member |
- |
- |
| 379 |
CM/C-0015/2010 |
05-Mar-10 |
Chennai |
V Renganathan |
Applicant |
JRG Securities Ltd |
Jagadeesan |
12-May-10 |
Claim Dismissed |
- |
- |
| 380 |
CM/C-0013/2010 |
05-Mar-10 |
Chennai |
Shanmuganathan R |
Respondent |
Geojit BNP Paribas Financial Services Ltd |
A P Sridharan |
10-Jun-10 |
Member |
- |
- |
| 381 |
CM/C-0011/2010 |
05-Mar-10 |
Chennai |
Robbert D'Souza |
Applicant |
Acumen Capital Market (I) Ltd |
MV Badrinath, V Paul Das, NS Srinivasan |
24-Jun-10 |
Claim Dismissed |
- |
- |
| 382 |
F&O/C-0009/2010 |
05-Mar-10 |
Chennai |
Bandaru Seeta Ramaiah |
Respondent |
IndiaInfoline Ltd |
V Paul Das |
28-Jul-10 |
Member |
- |
- |
| 383 |
CM/C-0014/2010 |
05-Mar-10 |
Chennai |
Vanitha K R |
Applicant |
Almondz Global Securities Ltd |
Sampath K |
30-Jul-10 |
Claim Dismissed |
- |
- |
| 384 |
F&O/C-0008/2010 |
05-Mar-10 |
Chennai |
Athinarayanan |
Applicant |
JRG Securities Ltd |
MV Badrinath |
04-Aug-10 |
Client |
- |
Challenged U/s 34 |
| 385 |
F&O/C-0010/2010 |
05-Mar-10 |
Chennai |
Jella Venu Madhav |
Respondent |
Inani Securities Ltd |
Sridharan K |
16-Aug-10 |
Claim Dismissed |
- |
- |
| 386 |
CM/C-0012/2010 |
05-Mar-10 |
Chennai |
Bhagyamma B |
Applicant |
Networth Stock Broking Limited |
Sampath K |
02-Sep-10 |
Claim Dismissed |
- |
- |
| 387 |
CM/M-0030/2010 |
03-Mar-10 |
Mumbai |
Coronation capital markets Ltd |
Applicant |
India Infoline Limited |
A S Aguiar, R V Iyer, R M Joshi |
06-Aug-10 |
Claim Dismissed |
- |
- |
| 388 |
CM/M-0031/2010 |
03-Mar-10 |
Mumbai |
Navdeep Vyas |
Applicant |
Bonanza Portfolio Limited |
G A Nayak |
20-Aug-10 |
Claim Dismissed |
- |
- |
| 389 |
F&O/K-0002/2010 |
02-Mar-10 |
Kolkata |
Ms.Diptisri Ghosh |
Applicant |
Kotak Securities Limited |
B N Som |
02-Aug-10 |
Client |
- |
Challenged U/s 34 |
| 390 |
F&O/M-0025/2010 |
02-Mar-10 |
Mumbai |
Sunil N. Dhariya |
Applicant |
India Infoline Limited |
R V Iyer |
18-Oct-10 |
Claim Dismissed |
- |
- |
| 391 |
F&O/M-0022/2010 |
2-Mar-10 |
Mumbai |
Smita Sheth |
Applicant |
India Infoline Ltd |
R V Iyer |
7-Dec-10 |
Claim Dismissed |
- |
- |
| 392 |
F&O/M-0023/2010 |
2-Mar-10 |
Mumbai |
Sampada Ghaisas |
Applicant |
India Infoline Ltd |
R V Iyer |
7-Dec-10 |
Claim Dismissed |
- |
- |
| 393 |
F&O/M-0024/2010 |
26-Feb-10 |
Mumbai |
Ramesh Kedkar |
Applicant |
India Infoline Ltd |
R V Iyer |
11-Nov-10 |
Claim dismissed |
- |
- |
| 394 |
CM/M-0025/2010 |
25-Feb-10 |
Mumbai |
Midas Consultants |
Respondent |
Sunidhi Securities & Finance Limited |
A S Aguiar |
14-Jul-10 |
Member |
- |
- |
| 395 |
F&O/M-0020/2010 |
25-Feb-10 |
Mumbai |
Muslim Kapadia |
Applicant |
SMC Global Securities Ltd. |
T R Bhowmik |
17-Sep-10 |
Claim Dismissed |
- |
- |
| 396 |
F&O/M-0021/2010 |
25-Feb-10 |
Mumbai |
Neema Kapadia |
Applicant |
SMC Global Securities Ltd. |
T R Bhowmik |
24-Sep-10 |
Claim Dismissed |
- |
- |
| 397 |
F&O/M-0019/2010 |
25-Feb-10 |
Mumbai |
Asgar G Kapadia |
Applicant |
SMC Global Securities Ltd. |
T R Bhowmik |
29-Sep-10 |
Claim Dismissed |
- |
- |
| 398 |
F&O/D-0007/2010 |
24-Feb-10 |
Delhi |
Harihar Nath Mathur |
Applicant |
Religare Securities Ltd |
Justice M A Khan(Retd.) |
04-May-10 |
Claim Dismissed |
- |
- |
| 399 |
CM/D-0020/2010 |
24-Feb-10 |
Delhi |
Kunti Saxena |
Applicant |
Religare Securities Ltd |
Justice M A Khan(Retd.) |
28-Jun-10 |
Client |
19-Jul-10 |
- |
| 400 |
CM/D-0021/2010 |
24-Feb-10 |
Delhi |
Ashok Kumar Yadav |
Applicant |
Apollo Sindhoori Capital Investments Ltd. |
Shri Ravi Kant |
16-Jul-10 |
Claim Dismissed |
- |
- |
| 401 |
CM/D-0022/2010 |
24-Feb-10 |
Delhi |
Shailesh Prasad |
Applicant |
K & A Securities Pvt Ltd |
Shri Divakar Dev |
16-Jul-10 |
Claim Dismissed |
- |
- |
| 402 |
CM/D-0023/2010 |
24-Feb-10 |
Delhi |
Shyam Sunder Bajaj |
Applicant |
K & A Securities Pvt Ltd |
Shri Sarveshwar Jha |
22-Sep-10 |
Claim Dismissed |
- |
- |
| 403 |
CM/M-0026/2010 |
23-Feb-10 |
Mumbai |
Kamini Sangekar |
Applicant |
India Infoline Ltd |
R V Iyer |
31-Dec-10 |
Claim Dismissed |
- |
- |
| 404 |
F&O/M-0018/2010 |
19-Feb-10 |
Mumbai |
Kaiyum M Shaikh |
Respondent |
JHP Securities Private Limited |
T R Bhowmik |
27-Apr-10 |
Member |
- |
- |
| 405 |
F&O/M-0017/2010 |
18-Feb-10 |
Mumbai |
Ridhi Investments |
Applicant |
Motilal Oswal Securities Limited |
S S Parkar, A S Aguiar, R V Iyer |
31-Aug-10 |
Client |
31-Aug-10 |
- |
| 406 |
CM/C-0043/2010 |
18-Feb-10 |
Chennai |
Bhanumathi Thammaiah |
Applicant |
IndiaInfoline Ltd |
Jagadeesan |
29-Oct-10 |
Member |
- |
- |
| 407 |
CM/M-0024/2010 |
17-Feb-10 |
Mumbai |
Latesh Bhatia |
Applicant |
Reliance Securities Limited |
S S Parkar, R V Iyer, P Rajendran |
31-Aug-10 |
Claim Dismissed |
- |
- |
| 408 |
CM/M-0023/2010 |
16-Feb-10 |
Mumbai |
Prakash Tatkari |
Applicant |
India Infoline Ltd |
R V Iyer |
12-Nov-10 |
Claim dismissed |
- |
- |
| 409 |
CM/M-0020/2010 |
15-Feb-10 |
Mumbai |
Profit Investments |
Applicant |
Jhaveri Securities Limited |
P Upasani, G A Nayak, T R Bhowmik |
27-Aug-10 |
Sub-broker |
- |
- |
| 410 |
CM/M-0022/2010 |
15-Feb-10 |
Mumbai |
Gandhi Consultancy |
Applicant |
Jhaveri Securities Limited |
P Upasani, G A Nayak, T R Bhowmik |
28-Aug-10 |
Sub-broker |
- |
- |
| 411 |
CM/M-0021/2010 |
15-Feb-10 |
Mumbai |
Sona Investment Services |
Applicant |
Jhaveri Securities Limited |
P Upasani, G A Nayak, T R Bhowmik |
28-Aug-10 |
Sub-broker |
- |
- |
| 412 |
F&O/M-0016/2010 |
15-Feb-10 |
Mumbai |
Jayesh Thaker |
Applicant |
Indiabulls securities Ltd |
R M Joshi |
20-Dec-10 |
Claim Dismissed |
- |
- |
| 413 |
F&O/M-0015/2010 |
12-Feb-10 |
Mumbai |
Devang Shah |
Respondent |
Asit C. Mehta Investment Interrmediates Ltd. |
T R Bhowmik |
03-May-10 |
Member |
- |
- |
| 414 |
F&O/M-0014/2010 |
12-Feb-10 |
Mumbai |
Ghanshyam Patel |
Respondent |
Angel Capital & Debt Market Limited |
G A Nayak, S C Gupta, P Rajendran |
19-May-10 |
Member |
- |
- |
| 415 |
F&O/C-0007/2010 |
11-Feb-10 |
Chennai |
Rahim G Rupani |
Applicant |
Alankit Assignments Ltd |
Jagadeesan |
22-Apr-10 |
Client |
22-Apr-10 |
- |
| 416 |
CM/C-0005/2010 |
11-Feb-10 |
Chennai |
Cherukuri Kanthi Rekha |
Respondent |
Sharekhan Ltd |
V Sekar |
19-May-10 |
Claim Dismissed |
- |
- |
| 417 |
CM/C-0008/2010 |
11-Feb-10 |
Chennai |
A Suganya |
Applicant |
Aditya Birla Money Limited |
V Paul Das |
24-May-10 |
Claim Dismissed |
- |
- |
| 418 |
CM/C-0010/2010 |
11-Feb-10 |
Chennai |
K K Sundaragopalan |
Applicant |
Networth Stock Broking Limited |
MV Badrinath |
31-May-10 |
Claim Dismissed |
- |
- |
| 419 |
CM/C-0009/2010 |
11-Feb-10 |
Chennai |
K S Menaka |
Applicant |
Networth Stock Broking Limited |
MV Badrinath |
31-May-10 |
Claim Dismissed |
- |
- |
| 420 |
CM/C-0007/2010 |
11-Feb-10 |
Chennai |
Asiya Mohammed |
Applicant |
Capstocks & Securities (I) Pvt Ltd |
Jagadeesan |
08-Jun-10 |
Claim Dismissed |
- |
- |
| 421 |
CM/C-0006/2010 |
11-Feb-10 |
Chennai |
Joseph George |
Respondent |
Mangal Keshav Securities Ltd |
V Sekar |
24-Jun-10 |
Member |
- |
- |
| 422 |
CM/D-0018/2010 |
10-Feb-10 |
Delhi |
Saroj Gupta |
Applicant |
Fairwealth Securities Pvt Ltd |
Shri Sarveshwar Jha |
28-May-10 |
Client |
28-May-10 |
- |
| 423 |
CM/D-0017/2010 |
10-Feb-10 |
Delhi |
Kedar Nath |
Applicant |
Seeta Portfolio Management Ltd |
Smt Lakshmi Swaminathan |
17-Jun-10 |
Claim Dismissed |
- |
- |
| 424 |
CM/K-0002/2010 |
10-Feb-10 |
Kolkata |
Mr. Biplab Bharati |
Applicant |
Kotak Securities Limited |
N P Sengupta |
29-Jun-10 |
Claim Dismissed |
- |
- |
| 425 |
CM/D-0019/2010 |
10-Feb-10 |
Delhi |
Uma Bhatia |
Applicant |
SMC Global Securities Ltd |
Justice V S Aggarwal(Retd.) |
05-Jul-10 |
Claim Dismissed |
- |
- |
| 426 |
CM/K-0003/2010 |
10-Feb-10 |
Kolkata |
Mr. Ronen Mookherjee |
Respondent |
Guiness Securities Ltd. |
Saubir Bhattacharyya |
04-Aug-10 |
Claim Dismissed |
- |
- |
| 427 |
F&O/K-0001/2010 |
10-Feb-10 |
Kolkata |
Ms. Bina Kedia |
Applicant |
Anand Rathi Share & Stock Brokers Limited |
Arup Ratan Chattopadhyay |
03-Sep-10 |
Client |
27-Sep-10 |
- |
| 428 |
CM/M-0019/2010 |
10-Feb-10 |
Mumbai |
Abdulla Mukadam |
Applicant |
India Infoline Ltd |
R V Iyer |
31-Dec-10 |
Claim Dismissed |
- |
- |
| 429 |
CM/D-0016/2010 |
9-Feb-10 |
Delhi |
Sarvesh Chopra |
Respondent |
Sharekhan Ltd |
Justice M A Khan (Retd.), Shri Divakar Dev, Shri Ravi Kant |
25-Nov-10 |
Claim dismissed |
- |
- |
| 430 |
CM/M-0018/2010 |
05-Feb-10 |
Mumbai |
Kirti Sheth |
Respondent |
Swastika Investmart Limited |
T R Bhowmik |
26-Aug-10 |
Member |
- |
- |
| 431 |
F&O/M-0013/2010 |
5-Feb-10 |
Mumbai |
Nailesh Mehta |
Applicant |
JHP Securities Pvt Ltd |
A S Aguiar, G A Nayak, P Rajendran |
25-Jan-11 |
Client |
- |
Appeal filed before Appellate Arbitrators |
| 432 |
CM/M-0015/2010 |
04-Feb-10 |
Mumbai |
Ismail Desai |
Applicant |
India Infoline Ltd |
R V Iyer, G A Nayak, G K Sharma |
31-Dec-10 |
Dismissed |
- |
- |
| 433 |
CM/M-0014/2010 |
03-Feb-10 |
Mumbai |
Hanif Ghansar |
Applicant |
India Infoline Limited |
R V Iyer |
04-Sep-10 |
Claim Dismissed |
- |
- |
| 434 |
CM/M-0017/2010 |
3-Feb-10 |
Mumbai |
Sanjeev Dhariya |
Applicant |
India Infoline Ltd |
R V Iyer |
29-Oct-10 |
Claim dismissed |
- |
- |
| 435 |
CM/M-0016/2010 |
3-Feb-10 |
Mumbai |
Fahmida Ghansar |
Applicant |
India Infoline Ltd |
R V Iyer |
29-Oct-10 |
Claim dismissed |
- |
- |
| 436 |
F&O/M-0012/2010 |
02-Feb-10 |
Mumbai |
Ajay Amane |
Applicant |
Asit C. Mehta Investment Interrmediates Ltd. |
P Upasani |
06-May-10 |
Claim Dismissed |
- |
- |
| 437 |
CM/M-0010/2010 |
01-Feb-10 |
Mumbai |
Girish Chavan |
Applicant |
India Infoline Limited |
G A Nayak |
06-Jul-10 |
Claim Dismissed |
- |
- |
| 438 |
F&O/C-0005/2010 |
29-Jan-10 |
Chennai |
Jella Padmaja |
Respondent |
Inani Securities Ltd |
Jagadeesan |
30-Apr-10 |
Member |
- |
- |
| 439 |
CM/C-0004/2010 |
29-Jan-10 |
Chennai |
Srikanth T |
Respondent |
Angel Capital & Debt Market Limited |
V Sekar |
19-May-10 |
Member |
- |
- |
| 440 |
F&O/C-0006/2010 |
29-Jan-10 |
Chennai |
Subramaniam K |
Respondent |
Geojit BNP Paribas Financial Services Ltd |
V Sekar |
19-May-10 |
Member |
- |
- |
| 441 |
CM/M-0009/2010 |
28-Jan-10 |
Mumbai |
Maheshwaria Kanubhai Dhanjibhai |
Applicant |
Sharekhan Ltd |
A S Aguair |
02-Jun-10 |
Claim Dismissed |
- |
- |
| 442 |
CM/D-0015/2010 |
28-Jan-10 |
Delhi |
Sarla Berry |
Applicant |
Arcadia Share and Stock Brokers Pvt. Ltd |
Shri Tejinder Singh Laschar |
21-Oct-10 |
Claim Dismissed |
- |
- |
| 443 |
F&O/M-0011/2010 |
27-Jan-10 |
Mumbai |
Riyaz Vohra |
Applicant |
SMC Global Securities Ltd. |
P Upasani |
16-Jun-10 |
Client |
16-Jun-10 |
- |
| 444 |
F&O/M-0009/2010 |
25-Jan-10 |
Mumbai |
Rajeev Kumar Jha |
Applicant |
Hem Finlease Pvt. Ltd. |
P Upasani |
06-May-10 |
Claim Dismissed |
- |
- |
| 445 |
CM/K-0001/2010 |
25-Jan-10 |
Kolkata |
Mr. Madan Kumar Naskar |
Applicant |
India Infoline Limited |
Arup Ratan Chattopadhyay |
15-Jun-10 |
Claim Dismissed |
- |
- |
| 446 |
F&O/D-0006/2010 |
22-Jan-10 |
Delhi |
Hari Ram Khatri |
Respondent |
Ahipra Capital Ltd |
Smt Lakshmi Swaminathan |
07-Jun-10 |
Member |
- |
- |
| 447 |
CM/D-0014/2010 |
22-Jan-10 |
Delhi |
Kharati Lal Bhasin |
Applicant |
Angel Capital & Debt Market Limited. & Umpire Stock & Investment |
Shri Sarveshwar Jha |
29-Jun-10 |
Claim Dismissed |
- |
- |
| 448 |
CM/D-0012/2010 |
22-Jan-10 |
Delhi |
Harish Aggarwal |
Respondent |
Master Capital Services Limited |
Shri Divakar Dev |
16-Jul-10 |
Member |
- |
- |
| 449 |
CM/D-0013/2010 |
22-Jan-10 |
Delhi |
Bhavna Sahni |
Respondent |
PUG Securities Pvt Ltd(Formerly Know As MSB Securities Pvt Ltd) |
Shri Tejinder Singh Laschar |
6-Sep-10 |
Client |
- |
Under Implementation |
| 450 |
CM/D-0011/2010 |
22-Jan-10 |
Delhi |
Shashi Kant Sahni |
Applicant |
PUG Securities Pvt Ltd(Formerly Know As MSB Securities Pvt Ltd) |
Shri Tejinder Singh Laschar |
14-Sep-10 |
Client |
- |
- |
| 451 |
CM/M-0007/2010 |
21-Jan-10 |
Mumbai |
Mangesh Ekbote |
Applicant |
HSBC Investdirect Securities (India) Limited |
A S Aguiar, D P Roy, R V Iyer |
25-May-10 |
Client |
25-May-10 |
- |
| 452 |
F&O/M-0007/2010 |
21-Jan-10 |
Mumbai |
Anupsingh Sodhi |
Applicant |
India Infoline Limited |
A S Aguair |
02-Jun-10 |
Claim Dismissed |
- |
- |
| 453 |
F&O/M-0008/2010 |
21-Jan-10 |
Mumbai |
Lalita Ranka |
Applicant |
LKP Securities Ltd |
S S Parkar |
16-Dec-10 |
Client |
- |
Appeal filed before Appellate Arbitrators |
| 454 |
CM/D-0009/2010 |
15-Jan-10 |
Delhi |
Dinesh Kumar Mittal |
Applicant |
Ganesh Stock Invest Pvt Ltd & Sub Broker-Raj Kumar Mittal |
Jusice V S Aggarwal(Retd.) |
27-Apr-10 |
Claim Dismissed |
- |
- |
| 455 |
F&O/D-0005/2010 |
15-Jan-10 |
Delhi |
Hari Om Agarwal |
Applicant |
Religare Securities Ltd |
Justice M A Khan(Retd.) |
28-Jun-10 |
Claim Dismissed |
- |
- |
| 456 |
F&O/D-0004/2010 |
15-Jan-10 |
Delhi |
Gayatri Devi |
Applicant |
Sharekhan Ltd |
Justice M A Khan(Retd.) |
28-Jun-10 |
Client |
20-Dec-10 |
- |
| 457 |
CM/D-0008/2010 |
15-Jan-10 |
Delhi |
Sazid Khan |
Respondent |
Asit C Mehta Investment Intermediates Ltd |
Shri Divakar Dev |
30-Jun-10 |
Claim Dismissed |
- |
- |
| 458 |
F&O/M-0006/2010 |
15-Jan-10 |
Mumbai |
Sundeep Puri |
Respondent |
Master Capital Services Limited |
G K Sharma |
10-Aug-10 |
Member |
- |
- |
| 459 |
F&O/D-0003/2010 |
15-Jan-10 |
Delhi |
Pradeep Yadav |
Respondent |
Geojit BNP Paribas Financial Services Ltd |
Shri Tejinder Singh Laschar |
03-Sep-10 |
Member |
- |
- |
| 460 |
CM/D-0010/2010 |
15-Jan-10 |
Delhi |
Nishant Kumar Sinha |
Respondent |
Geojit BNP Paribas Financial Services Ltd |
Shri Tejinder Singh Laschar |
25-Oct-10 |
Member |
- |
- |
| 461 |
CM/D-0007/2010 |
15-Jan-10 |
Delhi |
Prasanta Kumar Mukhopadhyay |
Applicant |
Arcadia Share and Stock Brokers Pvt. Ltd |
Shri Tejinder singh Laschar |
11-Nov-10 |
Client |
7-Dec-10 |
- |
| 462 |
CM/D-0006/2010 |
15-Jan-10 |
Delhi |
Paras Kumar Jain |
Respondent |
HSBC Invest Direct Securities (India) Ltd |
Shri Tejinder singh Laschar |
27-Jan-11 |
Dismissed |
- |
- |
| 463 |
F&O/M-0005/2010 |
14-Jan-10 |
Mumbai |
Rakhi Dipesh Chudgar |
Applicant |
SMC Global Securities Ltd. |
P Rajendran |
24-May-10 |
Claim Dismissed |
- |
- |
| 464 |
CM/C-0003/2010 |
13-Jan-10 |
Chennai |
Parameshwara R K |
Respondent |
Aditya Birla Money Limited |
A P Sridharan |
01-Apr-10 |
Member |
- |
- |
| 465 |
F&O/M-0004/2010 |
13-Jan-10 |
Mumbai |
Jayaben Patel |
Respondent |
Angel Capital & Debt Market Limited |
S C Gupta |
09-Apr-10 |
Member |
- |
- |
| 466 |
F&O/C-0004/2010 |
13-Jan-10 |
Chennai |
Renuka Prasanna R |
Applicant |
Bonanza Portfolio Limited |
V Paul Das |
24-May-10 |
Claim Dismissed |
- |
- |
| 467 |
CM/D-0005/2010 |
13-Jan-10 |
Delhi |
Dharmesh Saxena |
Applicant |
Religare Securities Ltd |
Justice M A Khan(Retd.) |
28-Jun-10 |
Client |
19-Jul-10 |
- |
| 468 |
CM/C-0002/2010 |
13-Jan-10 |
Chennai |
R Radha |
Applicant |
IndiaInfoline Ltd |
Sampath K |
05-Jul-10 |
Claim Dismissed |
- |
- |
| 469 |
CM/D-0003/2010 |
13-Jan-10 |
Delhi |
Parminder Singh |
Applicant |
India Infoline Limited |
Justice M A Khan(Retd.) |
12-Jul-10 |
Claim Dismissed |
- |
- |
| 470 |
CM/D-0004/2010 |
13-Jan-10 |
Delhi |
Alka Sahni |
Applicant |
MSB Securities Pvt Ltd |
Shri Tejinder Singh Laschar |
15-Oct-10 |
Client |
- |
- |
| 471 |
CM/M-0005/2010 |
12-Jan-10 |
Mumbai |
Ganeshbhai Mojidare |
Applicant |
Sharekhan Ltd |
D P Roy |
23-Apr-10 |
Claim Dismissed |
- |
- |
| 472 |
CM/M-0004/2010 |
12-Jan-10 |
Mumbai |
Devidas Pawar |
Respondent |
Asit C. Mehta Investment Interrmediates Ltd. |
G K Sharma |
06-May-10 |
Member |
- |
- |
| 473 |
CM/M-0003/2010 |
11-Jan-10 |
Mumbai |
Uday Borse |
Applicant |
Peerless Securities Limited |
P Rajendran |
12-May-10 |
Claim Dismissed |
- |
- |
| 474 |
F&O/D-0002/2010 |
11-Jan-10 |
Delhi |
Pawan Kumar Verma |
Applicant |
Religare Securities Ltd |
Justice M A Khan(Retd.) |
28-Jun-10 |
Client |
19-Jul-10 |
- |
| 475 |
F&O/M-0003/2010 |
06-Jan-10 |
Mumbai |
Rupam Mishra |
Applicant |
Systematix Shares and Stocks (India) Ltd. |
A S Aguiar |
21-Jul-10 |
Client |
21-Jul-10 |
- |
| 476 |
CM/M-0001/2010 |
05-Jan-10 |
Mumbai |
Intiyaz quereshi |
Respondent |
Marwadi Shares & Finance Limited |
S C Gupta |
09-Apr-10 |
Claim Dismissed |
- |
- |
| 477 |
CM/M-0002/2010 |
05-Jan-10 |
Mumbai |
Kushvakant Agrawal |
Applicant |
Aditya Birla Money Limited |
S S Parkar |
17-May-10 |
Client |
25-Oct-10 |
- |
| 478 |
F&O/C-0001/2010 |
04-Jan-10 |
Chennai |
Fathima Salam |
Respondent |
Capstocks & Securities (I) Pvt Ltd |
A P Sridharan |
01-Apr-10 |
Member |
- |
- |
| 479 |
F&O/C-0002/2010 |
04-Jan-10 |
Chennai |
Vinod V R |
Respondent |
Capstocks & Securities (I) Pvt Ltd |
A P Sridharan |
01-Apr-10 |
Member |
- |
- |
| 480 |
CM/C-0001/2010 |
04-Jan-10 |
Chennai |
C R Amarnath |
Respondent |
Sharekhan Ltd |
MV Badrinath |
15-Apr-10 |
Member |
- |
- |
| 481 |
F&O/C-0003/2010 |
04-Jan-10 |
Chennai |
K S Panwar |
Applicant |
IndiaInfoline Ltd |
Jagadeesan, MV Badrinath, K Sampath |
22-Jul-10 |
Claim Dismissed |
- |
- |
| 482 |
CM/M-0232/2009 |
30-Dec-09 |
Mumbai |
Kaushar Khan |
Respondent |
Marwadi Shares & Finance Limited |
P Rajendran |
30-Apr-10 |
Member |
- |
- |
| 483 |
CM/K-0089/2009 |
30-Dec-09 |
Kolkata |
M/s Powerflow Securities Co. |
Applicant |
ISE Securities & Services Ltd |
D K Bhattacharyya |
03-May-10 |
In favour of Sub-broker |
31-May-10 |
- |
| 484 |
CM/K-0088/2009 |
30-Dec-09 |
Kolkata |
Mr. Dina Nath Kumar |
Applicant |
Religare Securities Ltd |
Justice Arunabha Barua |
02-Jun-10 |
Client |
29-Mar-11 |
- |
| 485 |
F&O/K-0058/2009 |
30-Dec-09 |
Kolkata |
Mr. Lallan Singh |
Applicant |
India Infoline Limited |
Arup Ratan Chattopadhyay |
07-Jun-10 |
Client |
28-Jun-10 |
- |
| 486 |
CM/K-0087/2009 |
30-Dec-09 |
Kolkata |
Mr. Sudesh Kumar Jaiswal |
Applicant |
BMA Wealth Creators Private Limited |
B N Som |
02-Sep-10 |
Client |
18-Oct-10 |
- |
| 487 |
F&O/M-0255/2009 |
29-Dec-09 |
Mumbai |
Prashant Shrawankar |
Respondent |
Angel Capital & Debt Market Limited |
S C Gupta |
23-Apr-10 |
Member |
- |
- |
| 488 |
CM/M-0229/2009 |
28-Dec-09 |
Mumbai |
Nisha Shah |
Applicant |
Interface Brokerage & Research Ltd. |
G K Sharma |
30-Jun-10 |
Client |
- |
Challenged U/s 34 |
| 489 |
CM/M-0230/2009 |
28-Dec-09 |
Mumbai |
Pankaj Shah |
Applicant |
Interface Brokerage & Research Ltd. |
S C Gupta |
12-Jul-10 |
Client |
- |
Challenged U/s 34 |
| 490 |
F&O/M-0254/2009 |
28-Dec-09 |
Mumbai |
Arpana Awasthi |
Applicant |
Kotak Securities Ltd |
S Srinivasan |
27-Jul-10 |
Client |
- |
Challenged U/s 34 |
| 491 |
CM/M-0228/2009 |
28-Dec-09 |
Mumbai |
Pankaj Shah (HUF) |
Applicant |
Interface Brokerage & Research Ltd. |
P Rajendran |
06-Aug-10 |
Client |
- |
Challenged U/s 34 |
| 492 |
F&O/M-0252/2009 |
24-Dec-09 |
Mumbai |
Ayushajay Construction Ltd |
Applicant |
Gems Equities & Securities Pvt. Ltd. |
A S Aguiar, D P Roy, R V Iyer |
30-Jun-10 |
Client |
- |
Award against defaulter |
| 493 |
CM/M-0226/2009 |
23-Dec-09 |
Mumbai |
Munish Bumb |
Respondent |
Joindre Capital Services Ltd. |
D P Roy |
19-Apr-10 |
Claim Dismissed |
- |
- |
| 494 |
F&O/M-0253/2009 |
22-Dec-09 |
Mumbai |
Akbar Goolywala |
Applicant |
Sharekhan Ltd |
S S Parkar |
30-Apr-10 |
Claim Dismissed |
- |
- |
| 495 |
F&O/M-0247/2009 |
18-Dec-09 |
Mumbai |
Bharat Sonawane |
Respondent |
Sushil Financial Services Private Limited |
P Rajendran |
23-Apr-10 |
Claim Dismissed |
- |
- |
| 496 |
F&O/M-0250/2009 |
18-Dec-09 |
Mumbai |
Mahendra Munot |
Respondent |
Sushil Financial Services Private Limited |
P Rajendran |
23-Apr-10 |
Claim Dismissed |
- |
- |
| 497 |
F&O/M-0248/2009 |
18-Dec-09 |
Mumbai |
Chandrashekhar Sonawane |
Respondent |
Sushil Financial Services Private Limited |
G K Sharma |
17-May-10 |
Claim Dismissed |
- |
- |
| 498 |
CM/M-0225/2009 |
11-Dec-09 |
Mumbai |
Sabina Sanghvi |
Applicant |
Sharekhan Ltd |
S C Gupta |
06-May-10 |
Claim Dismissed |
- |
- |
| 499 |
CM/M-0223/2009 |
02-Dec-09 |
Mumbai |
M P Vora shares & Securities Ltd |
Applicant |
Mehta Finstock Pvt Ltd |
P B Nimbalkar |
01-Jun-10 |
Client |
01-Jun-10 |
- |
| 500 |
F&O/M-0245/2009 |
30-Nov-09 |
Mumbai |
Maneesha Apte |
Applicant |
Kotak Securities Ltd |
G A Nayak |
05-May-10 |
Claim Dismissed |
- |
- |
| 501 |
CM/M-0222/2009 |
30-Nov-09 |
Mumbai |
Sumati Devi Parihar |
Applicant |
India Infoline Limited |
P B Nimbalkar |
07-May-10 |
Claim Dismissed |
- |
- |
| 502 |
CM/M-0221/2009 |
24-Nov-09 |
Mumbai |
Darryl Cabral |
Applicant |
K & A Securities Pvt Ltd |
A S Aguair |
15-Jun-10 |
Claim Dismissed |
- |
- |
| 503 |
F&O/M-0244/2009 |
23-Nov-09 |
Mumbai |
Vivek Shetty |
Applicant |
Edelweiss Securities Limited |
P Upasani, V P Patil, R V Iyer |
21-Jun-10 |
Claim Dismissed |
- |
- |
| 504 |
F&O/K-0053/2009 |
20-Nov-09 |
Kolkata |
Mr. Jay Prakash Shaw |
Applicant |
India Infoline Limited |
N P Sengupta |
13-Apr-10 |
Client |
- |
Challenged u/s 34 |
| 505 |
CM/K-0086/2009 |
20-Nov-09 |
Kolkata |
Ms. Seuli Subhra Ganguly |
Applicant |
Motilal Oswal Securities Limited |
P K Bhattacharjee |
15-Apr-10 |
Client |
03-May-10 |
- |
| 506 |
F&O/K-0057/2009 |
20-Nov-09 |
Kolkata |
Mr. Sanjay Banerjee |
Applicant |
Anand Rathi Share & Stock Brokers Limited |
Arup Ratan Chattopadhyay |
19-Apr-10 |
Client |
19-Apr-10 |
- |
| 507 |
F&O/K-0054/2009 |
20-Nov-09 |
Kolkata |
Mr. Vishnu Karwa |
Applicant |
Anand Rathi Share & Stock Brokers Limited |
"Debasis Mukhopadhyay, D K Bhattacharyya, N P Sengupta |
21-Apr-10 |
Claim Dismissed |
- |
- |
| 508 |
F&O/K-0056/2009 |
20-Nov-09 |
Kolkata |
Mr. Somnath Gangopadhyay |
Applicant |
Kotak Securities Limited |
B N Som |
26-Apr-10 |
Claim Dismissed |
- |
- |
| 509 |
F&O/K-0055/2009 |
20-Nov-09 |
Kolkata |
Mr. Ved Prakash Gupta |
Applicant |
Kotak Securities Limited |
B N Som |
06-May-10 |
Client |
- |
Challenged u/s 34 |
| 510 |
F&O/M-0242/2009 |
19-Nov-09 |
Mumbai |
Sizarali Dodhia |
Respondent |
Angel Capital & Debt Market Limited |
S Srinivasan |
13-Sep-10 |
Member |
- |
- |
| 511 |
CM/K-0084/2009 |
13-Nov-09 |
Kolkata |
Dr. K. Haridas |
Applicant |
Microsec Capital Limited |
D K Bhattacharyya |
03-May-10 |
Claim Dismissed |
- |
- |
| 512 |
F&O/K-0047/2009 |
13-Nov-09 |
Kolkata |
Mr. Sukdev Mondal |
Applicant |
Unicon Securities Private Limited |
Debasis Mukhopadhyay |
18-May-10 |
Claim Dismissed |
- |
- |
| 513 |
F&O/K-0046/2009 |
13-Nov-09 |
Kolkata |
Ms Jharna Mullick |
Applicant |
Unicon Securities Private Limited |
Debasis Mukhopadhyay |
18-May-10 |
Claim Dismissed |
- |
- |
| 514 |
F&O/K-0045/2009 |
13-Nov-09 |
Kolkata |
Mr. Pankaj Kumar Pal |
Applicant |
Unicon Securities Private Limited |
Debasis Mukhopadhyay |
18-Jun-10 |
Claim Dismissed |
- |
- |
| 515 |
F&O/K-0049/2009 |
13-Nov-09 |
Kolkata |
Mr. Swarup Kumar Basu |
Applicant |
Unicon Securities Private Limited |
Debasis Mukhopadhyay |
18-Jun-10 |
Claim Dismissed |
- |
- |
| 516 |
F&O/K-0048/2009 |
13-Nov-09 |
Kolkata |
Ms. Mitali Mondal |
Applicant |
Unicon Securities Private Limited |
Debasis Mukhopadhyay |
18-Jun-10 |
Claim Dismissed |
- |
- |
| 517 |
F&O/K-0051/2009 |
13-Nov-09 |
Kolkata |
Mr. Dilip Das |
Applicant |
Unicon Securities Private Limited |
Debasis Mukhopadhyay |
25-Jun-10 |
Claim Dismissed |
- |
- |
| 518 |
F&O/K-0052/2009 |
13-Nov-09 |
Kolkata |
Ms. Asha Ghosh |
Applicant |
Unicon Securities Private Limited |
Debasis Mukhopadhyay |
25-Jun-10 |
Claim Dismissed |
- |
- |
| 519 |
F&O/K-0050/2009 |
13-Nov-09 |
Kolkata |
Ms. Sumitra Mondal |
Applicant |
Unicon Securities Private Limited |
Debasis Mukhopadhyay |
25-Jun-10 |
Claim Dismissed |
- |
- |
| 520 |
CM/M-0217/2009 |
12-Nov-09 |
Mumbai |
Mohammad Afsar Raen |
Respondent |
Karvy Stock Broking Ltd. |
R M Joshi |
16-Jun-10 |
Member |
- |
- |
| 521 |
CM/M-0216/2009 |
10-Nov-09 |
Mumbai |
Kanchan Devi Chhajer |
Applicant |
Religare Securities Ltd |
D P Roy |
23-Apr-10 |
Claim Dismissed |
- |
- |
| 522 |
CM/M-0215/2009 |
09-Nov-09 |
Mumbai |
Subhash Rode |
Applicant |
SMC Global Securities Ltd. |
D P Roy |
21-Apr-10 |
Claim Dismissed |
- |
- |
| 523 |
CM/M-0214/2009 |
04-Nov-09 |
Mumbai |
Mantri Finvest Pvt Ltd |
Respondent |
Sharekhan Ltd |
S S Parkar |
30-Apr-10 |
Claim Dismissed |
- |
- |
| 524 |
F&O/K-0043/2009 |
28-Oct-09 |
Kolkata |
Mr. Durgesh G.Mundra |
Respondent |
Kantilal Chhaganlal Securities Pvt. Ltd. |
P K Bhattacharjee |
07-Apr-10 |
Member |
- |
- |
| 525 |
CM/K-0081/2009 |
28-Oct-09 |
Kolkata |
Mr. Narayan Agarwal |
Respondent |
Kotak Securities Ltd |
Justice Arunabha Barua |
08-Apr-10 |
Member |
- |
- |
| 526 |
CM/K-0083/2009 |
28-Oct-09 |
Kolkata |
Mr. Mahendra Kumar Agarwal |
Applicant |
Ashika Stock Broking Ltd. |
D K Bhattacharyya |
12-Apr-10 |
Claim Dismissed |
- |
- |
| 527 |
CM/K-0082/2009 |
28-Oct-09 |
Kolkata |
Mr. Uttam Maji |
Applicant |
East India Securities Ltd. |
Justice Arunabha Barua |
12-Apr-10 |
Client |
20-May-10 |
- |
| 528 |
CM/K-0080/2009 |
28-Oct-09 |
Kolkata |
Mr. Alok Nand Pathak |
Applicant |
Kotak Securities Limited |
B N Som |
16-Apr-10 |
Claim Dismissed |
- |
- |
| 529 |
F&O/K-0042/2009 |
28-Oct-09 |
Kolkata |
Mr.Debraj Chatterjee |
Applicant |
BMA Wealth Creators Private Limited |
B N Som |
16-Sep-10 |
Client |
- |
Under Implementation |
| 530 |
CM/M-0213/2009 |
26-Oct-09 |
Mumbai |
Pragna Shah |
Applicant |
HDFC Securities Ltd. |
P Upasani, A S Aguiar, S Srinivasan |
18-Aug-10 |
Claim Dismissed |
- |
- |
| 531 |
CM/M-0212/2009 |
22-Oct-09 |
Mumbai |
Netgain Commodities Trading Pvt Ltd |
Applicant |
HSBC Investdirect Securities (India) Limited |
P B Nimbalkar, T R Bhowmik, R M Joshi |
03-Jun-10 |
Sub-broker |
- |
- |
| 532 |
CM/M-0207/2009 |
14-Oct-09 |
Mumbai |
Madhuben Patel |
Applicant |
India Infoline Limited |
A S Aguair |
07-Jun-10 |
Member |
- |
- |
| 533 |
F&O/K-0033/2009 |
12-Oct-09 |
Kolkata |
Mr. Ranendra Mohan Banerjee |
Applicant |
India Infoline Limited |
Debasis Mukhopadhyay |
09-Apr-10 |
Client |
- |
Challenged u/s 34 |
| 534 |
F&O/K-0037/2009 |
12-Oct-09 |
Kolkata |
M/s Ankit Company |
Applicant |
Religare Securities Ltd |
Debasis Mukhopadhyay |
04-May-10 |
Client |
- |
Challenged u/s 34 |
| 535 |
F&O/K-0036/2009 |
12-Oct-09 |
Kolkata |
Mr. Banshi Lal Lohia |
Applicant |
Religare Securities Ltd |
Debasis Mukhopadhyay |
04-May-10 |
Client |
- |
Challenged u/s 34 |
| 536 |
CM/K-0073/2009 |
12-Oct-09 |
Kolkata |
Md. Muzaffarul Hassan |
Respondent |
SMC Global Securities Ltd. |
B N Som |
06-May-10 |
Member |
- |
- |
| 537 |
CM/K-0077/2009 |
12-Oct-09 |
Kolkata |
Manoj Kumar Kukhrania HUF |
Applicant |
Religare Securities Ltd |
Debasis Mukhopadhyay |
01-Jun-10 |
Claim Dismissed |
- |
- |
| 538 |
CM/K-0078/2009 |
12-Oct-09 |
Kolkata |
Ms. Rita Kukhrania |
Applicant |
Religare Securities Ltd |
Debasis Mukhopadhyay |
01-Jun-10 |
Claim Dismissed |
- |
- |
| 539 |
CM/K-0079/2009 |
12-Oct-09 |
Kolkata |
Ms. Seema Kukhrania |
Applicant |
Religare Securities Ltd |
Debasis Mukhopadhyay |
01-Jun-10 |
Claim Dismissed |
- |
- |
| 540 |
CM/K-0070/2009 |
12-Oct-09 |
Kolkata |
Mr. Sanju Dey |
Respondent |
SMC Global Securities Ltd. |
Debasis Mukhopadhyay |
08-Jun-10 |
Member |
- |
- |
| 541 |
F&O/K-0040/2009 |
12-Oct-09 |
Kolkata |
Ms. Paramita Raut |
Applicant |
Kotak Securities Limited |
Arup Ratan Chattopadhyay |
18-Jun-10 |
Client |
18-Jun-10 |
- |
| 542 |
CM/K-0074/2009 |
12-Oct-09 |
Kolkata |
Mr.Vivek Singh |
Applicant |
Religare Securities Ltd |
Debasis Mukhopadhyay |
15-Jul-10 |
Client |
- |
Appeal filed before Appellate Arbitrators |
| 543 |
CM/K-0072/2009 |
12-Oct-09 |
Kolkata |
Mr.Abdul Quader |
Respondent |
M/s SMC Global Securities Ltd. |
Justice Arunabha Barua |
06-Oct-10 |
Member |
- |
- |
| 544 |
F&O/M-0229/2009 |
05-Oct-09 |
Mumbai |
Manishaben Patel |
Respondent |
Anand Rathi Share & Stock Brokers Limited |
S Srinivasan |
06-Apr-10 |
Member |
- |
- |
| 545 |
F&O/M-0230/2009 |
05-Oct-09 |
Mumbai |
Aratiben Malaviya |
Respondent |
Anand Rathi Share & Stock Brokers Limited |
P Upasani, S S Parkar, S Srinivasan |
07-Apr-10 |
Member |
- |
- |
| 546 |
F&O/M-0228/2009 |
05-Oct-09 |
Mumbai |
Prakassan P K |
Respondent |
Geojit BNP Paribas Financial Services Ltd. |
V P Patil |
13-May-10 |
Member |
- |
- |
| 547 |
F&O/M-0224/2009 |
29-Sep-09 |
Mumbai |
Jigar Kamdar |
Respondent |
Angel Capital & Debt Market Limited |
S Srinivasan |
31-May-10 |
Member |
- |
- |
| 548 |
F&O/M-0222/2009 |
29-Sep-09 |
Mumbai |
Dilip Gandhi |
Applicant |
Indiabulls Securities Ltd. |
T R Bhowmik |
21-Jun-10 |
Client |
- |
Challenged U/s 34 |
| 549 |
CM/M-0202/2009 |
25-Sep-09 |
Mumbai |
R S Pranjape HUF |
Applicant |
Kotak Securities Ltd |
V P Patil |
12-May-10 |
Claim Dismissed |
- |
- |
| 550 |
CM/M-0200/2009 |
25-Sep-09 |
Mumbai |
Kirtikumar Desai |
Applicant |
Edelweiss Securities Limited |
P Upasani, S S Parkar, V P Patil |
11-Jun-10 |
Claim Dismissed |
- |
- |
| 551 |
CM/M-0201/2009 |
25-Sep-09 |
Mumbai |
Varsha Desai |
Applicant |
Edelweiss Securities Limited |
P Upasani |
11-Jun-10 |
Claim Dismissed |
- |
- |
| 552 |
CM/M-0199/2009 |
22-Sep-09 |
Mumbai |
Ajay Agarwal HUF |
Applicant |
Gems Equities & Securities Pvt. Ltd. |
S Srinivasan |
31-May-10 |
Client |
- |
Award against defaulter |
| 553 |
CM/M-0193/2009 |
08-Sep-09 |
Mumbai |
Ligouri Menezes |
Respondent |
Shriram Insight Share Brokers Limited |
S Srinivasan |
22-Apr-10 |
Client |
- |
Challenged u/s 34 |
| 554 |
F&O/D-0205/2009 |
1-Sep-09 |
Delhi |
Ramavtar Bhageria |
Respondent |
K & A Securities Pvt Ltd |
Shri Tejinder Singh Laschar |
30-Nov-10 |
Member |
- |
- |
| 555 |
CM/M-0179/2009 |
26-Aug-09 |
Mumbai |
Mr. Avinash Patel |
Applicant |
Aryan Share & Stock Brokers Ltd. |
A S Aguiar |
21-May-10 |
Claim Dismissed |
- |
- |
| 556 |
CM/K-0056/2009 |
25-Aug-09 |
Kolkata |
Mr. Rabin Kumar Dey |
Applicant |
Religare Securities Ltd |
Debasis Mukhopadhyay |
09-Apr-10 |
Claim Dismissed |
- |
- |
| 557 |
CM/K-0060/2009 |
25-Aug-09 |
Kolkata |
M/s Veea Fiscal Services Pvt. Ltd. |
Applicant |
Indiabulls Securities Ltd |
Debasis Mukhopadhyay, D K Bhattacharyya, B N Som |
20-Apr-10 |
Claim Dismissed |
- |
- |
| 558 |
CM/K-0061/2009 |
25-Aug-09 |
Kolkata |
M/s Narayani Securities |
Respondent |
Prabhudas Lilladher Pvt. Ltd. |
Justice Arunabha Barua |
04-May-10 |
Claim Dismissed |
- |
- |
| 559 |
CM/M-0172/2009 |
7-Aug-09 |
Mumbai |
Prakash S. Khanolkar |
Applicant |
Kotak Securities Ltd. |
S S Parkar, V P Patil, R M Joshi |
25-Nov-10 |
Client |
- |
Appeal filed before Appellate Arbitrators |
| 560 |
CM/K-0047/2009 |
29-Jul-09 |
Kolkata |
M/s Birla Investment Services |
Respondent |
Ankit Securities & Finance Co. Pvt. Ltd. |
Arunabha Barua, Arup Ratan Chattopadhyay, D K Bhattacharyya |
21-Apr-10 |
Member |
- |
- |
| 561 |
CM/K-0050/2009 |
29-Jul-09 |
Kolkata |
Mr. Atanu Roy |
Applicant |
India Securities Broking Pvt. Ltd. |
B N Som |
10-May-10 |
Client |
- |
Challenged u/s 34 |
| 562 |
F&O/M-0157/2009 |
22-Jun-09 |
Mumbai |
Suresh Chandak |
Respondent |
SPA Securities Limited |
V P Patil, R M Joshi, S Srinivasan |
18-May-10 |
Member |
- |
- |
| 563 |
CM/K-0033/2009 |
12-Jun-09 |
Kolkata |
Ms.Anita Goel |
Applicant |
Baljit Securities Pvt. Ltd. |
B N Som |
31-Aug-10 |
Client |
30-Sep-10 |
- |
| 564 |
CM/D-0053/2002 |
30-Jan-09 |
Delhi |
Vijay Sharma |
Applicant |
Abhipra Capital Ltd. |
Shri Vijai N Mathur |
31-Jan-11 |
Dismissed |
- |
- |
| 565 |
CM/M-0012/2009 |
13-Jan-09 |
Mumbai |
Bhaskar Pandya |
Respondent |
Karvy Stock Broking Ltd |
P B Nimbalkar |
11-Nov-10 |
Member |
- |
- |
| 566 |
F&O/M-1013/2008 |
16-Dec-08 |
Mumbai |
SMC Global Securities Ltd |
Applicant |
Sunchan Securities Ltd. |
P B Nimbalkar, R M Joshi, G A Nayak |
25-May-10 |
Clearing Member |
- |
- |
| 567 |
F&O/D-0326/2008 |
18-Sep-08 |
Delhi |
Arsh International Rajesh Gupta Nana Vir Vikram Singh |
Applicant |
Anand Rathi Shares & Stock Broke Ltd |
Justice V S Aggarwal (Retd.), Shri Divakar Dev, Shri Ravi Kant |
9-Dec-10 |
Member |
- |
- |
| 568 |
F&O/D-0327/2008 |
18-Sep-08 |
Delhi |
Rajesh Gupta |
Respondent |
Anand Rathi Shares & Stock Broke Ltd |
Justice V S Aggarwal (Retd.), Shri Divakar Dev, Shri Ravi Kant |
9-Dec-10 |
Member |
- |
- |
| 569 |
F&O/M-0957/2008 |
12-Sep-08 |
Mumbai |
Jani Clancey & Richards |
Respondent |
India Infoline Limited |
P Upasani, A S Aguiar, T R Bhowmik |
16-Aug-10 |
Claim Dismissed |
- |
- |
| 570 |
F&O/M-0682/2008 |
07-Aug-08 |
Mumbai |
Bhamribai Jain |
Respondent |
Nirmal Bang Securities Pvt. Ltd. |
P Upasani, A S Aguiar, R V Iyer |
26-Jun-10 |
Member |
- |
- |
| 571 |
F&O/M-0680/2008 |
07-Aug-08 |
Mumbai |
Bhavarlal Jain |
Respondent |
Nirmal Bang Securities Pvt. Ltd. |
P Upasani, A S Aguiar, R V Iyer |
26-Jun-10 |
Member |
- |
- |
| 572 |
F&O/C-0346/2008 |
22-Jul-08 |
Chennai |
Mannam Mohan Rao |
Respondent |
Networth Stock Broking Limited |
V.Natarajan |
18-Jun-10 |
Member |
- |
- |
| 573 |
F&O/C-0210/2008 |
03-Jul-08 |
Chennai |
Balkies Ara |
Respondent |
JM Financial Services Pvt. Ltd. |
S.Subramanian |
24-May-10 |
Member |
- |
- |
| 574 |
F&O/C-0104/2008 |
30-May-08 |
Chennai |
Chandar S |
Respondent |
DBS Cholamandalam Securities Ltd |
R.Subramanian |
12-Apr-10 |
Member |
- |
- |
| 575 |
F&O/M-0238/2008 |
28-May-08 |
Mumbai |
Shaunik Infotech Pvt. Ltd. |
Respondent |
India Infoline Limited |
A S Aguiar, P B Nimbalkar, G K Sharma |
21-May-10 |
Member |
- |
- |
| 576 |
CM/M-0016/2002 |
21-Feb-02 |
Mumbai |
Rahul Bajaj |
Respondent |
Satco Securities & Financial Services Ltd. |
A S Aguair |
12-Apr-10 |
Member |
- |
- |